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Comments for Proposed Rule 78 FR 75680

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Proposed Rule  78 FR 75680  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

Open Date: 12/12/2013
Closing Date: 2/10/2014
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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 635 items in 13 pages
09/25/201479 FR 37973Ex ParteCommunicationBG Group
09/30/201478 FR 75680Ex ParteCommunicationSouthern Company
10/02/201479 FR 37973Ex ParteCommunicationNRG Energy
10/06/201478 FR 75680Ex ParteCommunicationConocoPhillips
10/10/201479 FR 37973Ex ParteCommunicationBP
10/14/201479 FR 37973Ex ParteCommunicationNoble Americas
10/14/201478 FR 75680Ex ParteCommunicationNoble Group


Capital Counsel
10/21/201478 FR 75680Ex ParteCommunicationAmerican Gas Association


National Fuel Gas Distribution Corporation


Wilkinson Barker Knauer LLP


Norton Rose Fulbright
10/21/201479 FR 37973Ex ParteCommunicationCoalition of Physical Energy Companies
10/23/201479 FR 37973Ex ParteCommunicationCargill
10/23/201478 FR 75680Ex ParteCommunicationCargill
10/24/201479 FR 37973SteveJudgePrivate Equity Growth Capital Council (PEGCC)
10/28/201478 FR 75680Ex ParteCommunicationCME
11/12/201478 FR 75680MelissaMitchellElectric Power Supply Association (EPSA)
11/13/201478 FR 75680Ex ParteCommunicationASR Group


Bracewell & Gulianni
11/17/201478 FR 75680Ex ParteCommunicationMembers of SIFMA's General Counsel Committee
12/02/201478 FR 75680Ex ParteCommunicationPublic Citizen
12/06/201479 FR 71973RickBowser 
12/06/201479 FR 71973MarieEnglehart 
12/22/201479 FR 71973GregWhalleyCopperwood Asset Management LP
12/30/201479 FR 71973SallyPlanalpself
12/30/201479 FR 71973SallyShaw 
12/30/201479 FR 71973ThomasShetterly 
12/30/201479 FR 71973DianaRingN.A.
12/30/201479 FR 71973JanetWilliamsNone
12/30/201479 FR 71973billbrunnernone
12/30/201479 FR 71973WilliamChisholm 
12/30/201479 FR 71973JodyFritzke 
12/30/201479 FR 71973RobinWyll 
12/30/201479 FR 71973GlennWoodbury 
12/30/201479 FR 71973DanSutton 
12/30/201479 FR 71973ElliottGornLoyola University Chicago
12/30/201479 FR 71973PeterMcKimmin 
12/30/201479 FR 71973KirkAttonNone
12/30/201479 FR 71973D.Delaney 
12/30/201479 FR 71973NancyAbdallaprivate person
12/30/201479 FR 71973ElizabethJoneson behalf of myself
12/30/201479 FR 71973JackSeybold 
12/30/201479 FR 71973SarahStimely 
12/30/201479 FR 71973JohnGardiner 
12/30/201479 FR 71973RiaClaassen 
12/30/201479 FR 71973EDWARDCIACCIONONE
12/30/201479 FR 71973MargaretKuchniaHuman Race
12/30/201479 FR 71973CatharineCrockett 
12/30/201479 FR 71973RichardWilke 
12/30/201479 FR 71973AnneHill 
12/30/201479 FR 71973SonjaMcHale 
12/30/201479 FR 71973DaveRich 
12/30/201479 FR 71973JosefKnightNone
12/30/201479 FR 71973KentMinaultBack Alley Investment Club