VIEW UPCOMING & RECENT EVENTS
Deadline
Comment Description
3/11/2019
Proposed Rule
84 FR 2778
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DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Part 44
[Docket No. OCC-2018-0029]
RIN 1557-AE47; FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1643]
RIN 7100-AF 33; FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Part 351
RIN 3064-AE88; COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 75
RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION
17 CFR Part 255
[Release no. BHCA-5; File no. S7-30-18]
RIN 3235-AM43 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With,
Hedge Funds and Private Equity Funds
Open Date:
2/8/2019
Closing Date:
3/11/2019
See also:
83 FR 33432
,
7/17/2018
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Department of Treasury Office of the Comptroller of the Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27;
Federal Reserve System 12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351
RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75
RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With,
Hedge Funds and Private Equity Funds
83 FR 45860
,
9/11/2018
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PDF Version
DEPARTMENT OF TREASURY Office of the Comptroller of the Currency
12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
3/15/2019
Proposed Rule
83 FR 61571
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PDF Version
17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities
Open Date:
11/30/2018
Closing Date:
1/29/2019
Extended Date:
3/15/2019
See also:
84 FR 3350
,
2/12/2019
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PDF Version
17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities
3/15/2019
Proposed Rule
83 FR 61946
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PDF Version
17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement
Open Date:
11/30/2018
Closing Date:
2/13/2019
Extended Date:
3/15/2019
See also:
84 FR 3350
,
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PDF Version
17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement
3/15/2019
Proposed Rule
84 FR 3350
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PDF Version
17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities
Open Date:
2/12/2019
Closing Date:
3/15/2019
3/15/2019
Industry Filing
IF 19-001
Requesting Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S.
The Commodity Futures Trading Commission is requesting public comment on a rule amendment certification filing by ICE Futures U.S., Inc. (IFUS). The amendment to IFUS Rule 4.26 would allow for the implementation of Passive Order Protection (POP) Functionality.
Open Date:
2/13/2019
Closing Date:
3/15/2019
4/3/2019
Orders and Other Announcements
84 FR 4449
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Technology Advisory Committee
Open Date:
2/15/2019
Closing Date:
4/3/2019
