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Public Comments

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Deadline
Comment Description
4/28/2017

Industry Filing  IF 17-001

CFTC Seeks Public Comment on Request from CME for Order Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited

The CFTC is requesting public comment on a petition submitted by CME for an order pursuant to Section 4d of the Commodity Exchange Act (CEA). Comments regarding the request should be submitted on or before April 28, 2017.

Open Date: 4/14/2017
Closing Date: 4/28/2017
 
5/1/2017

Proposed Rule  81 FR 85334  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

Open Date: 11/25/2016
Closing Date: 1/24/2017
Extended Date: 5/1/2017
 
See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

5/2/2017

Orders and Other Announcements  82 FR 15332  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 3/28/2017
Closing Date: 5/2/2017
 
5/8/2017

Public Information Collection  82 FR 12944  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 3/8/2017
Closing Date: 5/8/2017
 
5/9/2017

Industry Filing  17-002

Request by Nodal Clear, LLC to Amend DCO Registration Order

Request to amend order of registration as a DCO to provide clearing services for physically settled futures and options on futures.

Open Date: 4/25/2017
Closing Date: 5/9/2017
 
5/11/2017

Public Information Collection  82 FR 17413  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/11/2017
Closing Date: 5/11/2017
 
5/15/2017

Proposed Rule  81 FR 91252  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/16/2016
Closing Date: 3/16/2017
Extended Date: 5/15/2017
 
See also:
82 FR 13971 //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

5/30/2017

Public Information Collection  82 FR 15514  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Open Date: 3/29/2017
Closing Date: 5/30/2017
 
6/20/2017

Public Information Collection  82 FR 18744  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0070, Real-Time Public Reporting and Block Trade

Open Date: 4/21/2017
Closing Date: 6/20/2017
 
6/23/2017

Public Information Collection  82 FR 18900  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0091, Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 4/24/2017
Closing Date: 6/23/2017
 
6/27/2017

Public Information Collection  82 FR 19663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Open Date: 4/28/2017
Closing Date: 6/27/2017