navigation menu button
Follow Us:
Font Size: AAA // Print // Bookmark

Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
5/30/2017

Public Information Collection  82 FR 15514  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Open Date: 3/29/2017
Closing Date: 5/30/2017
6/20/2017

Public Information Collection  82 FR 18744  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0070, Real-Time Public Reporting and Block Trade

Open Date: 4/21/2017
Closing Date: 6/20/2017
6/23/2017

Public Information Collection  82 FR 18900  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0091, Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 4/24/2017
Closing Date: 6/23/2017
6/27/2017

Public Information Collection  82 FR 19663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Open Date: 4/28/2017
Closing Date: 6/27/2017
7/7/2017

Proposed Rule  82 FR 21330  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

Open Date: 5/8/2017
Closing Date: 7/7/2017
7/11/2017

Public Information Collection  82 FR 22118  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0075, Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Open Date: 5/12/2017
Closing Date: 7/11/2017