VIEW UPCOMING & RECENT EVENTS
Privacy Act Systems 84 FR 17811 // PDF Version
Privacy Act of 1974; System of Records
CFTC-12, National Futures Association (NFA) Applications Suite System
Privacy Act Systems 84 FR 17814 // PDF Version
CFTC-53, Mailing, Event and Contact Lists
Privacy Act Systems 84 FR 17816 // PDF Version
CFTC-45, Comments Online
Public Information Collection 84 FR 12232 // PDF Version
Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports
Final Rule 84 FR 12065 // PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant
Public Information Collection 84 FR 13008 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets
Public Information Collection 84 FR 14097 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports
Public Information Collection 84 FR 14098 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
Public Information Collection 84 FR 14099 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace
Public Information Collection 84 FR 14350 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Public Information Collection 84 FR 14921 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Public Information Collection 84 FR 14922 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
Public Information Collection 84 FR 15191 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants
Public Information Collection 84 FR 16662 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities
Public Information Collection 84 FR 16663 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions
Public Information Collection 84 FR 18521 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
Proposed Rule 84 FR 22226 // PDF Version
17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
Proposed Rule 84 FR 21044 // PDF Version
17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements
