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9/24/2018

Public Information Collection  83 FR 34986  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations

Open Date: 7/24/2018
Closing Date: 9/24/2018
9/24/2018

Public Information Collection  83 FR 42882  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/24/2018
Closing Date: 9/24/2018
9/26/2018

Public Information Collection  83 FR 43663  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/27/2018
Closing Date: 9/26/2018
9/27/2018

Public Information Collection  83 FR 43855  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/28/2018
Closing Date: 9/27/2018
9/28/2018

Proposed Rule  83 FR 36484  //  Open PDF Version PDF Version

17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions

Open Date: 7/30/2018
Closing Date: 9/28/2018
9/28/2018

Public Information Collection  83 FR 44029  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/29/2018
Closing Date: 9/28/2018
10/1/2018

Proposed Rule  83 FR 36799  //  Open PDF Version PDF Version

17 CFR Part 41 Position Limits and Position Accountability for Security Futures Products

Open Date: 7/31/2018
Closing Date: 10/1/2018
10/12/2018

Public Information Collection  83 FR 39989  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade

Open Date: 8/13/2018
Closing Date: 10/12/2018
10/12/2018

Public Information Collection  83 FR 39991  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap

Open Date: 8/13/2018
Closing Date: 10/12/2018
10/12/2018

Proposed Rule  83 FR 39923  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

Open Date: 8/13/2018
Closing Date: 10/12/2018
10/12/2018

Orders and Other Announcements  83 FR 47608  //  Open PDF Version PDF Version

Technology Advisory Committee; Meeting

Open Date: 9/20/2018
Closing Date: 10/12/2018
10/17/2018

Proposed Rule  83 FR 33432  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 7/17/2018
Closing Date: 9/17/2018
Extended Date: 10/17/2018
See also:
83 FR 45860 ,  9/11/2018  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

10/17/2018

Proposed Rule  83 FR 45860  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 9/11/2018
Closing Date: 10/17/2018
See also:
83 FR 33432 ,  7/17/2018  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

10/22/2018

Public Information Collection  83 FR 47608  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/20/2018
Closing Date: 10/22/2018
10/29/2018

Proposed Rule  83 FR 44001  //  Open PDF Version PDF Version

17 CFR Part 50 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions

Open Date: 8/29/2018
Closing Date: 10/29/2018