VIEW UPCOMING & RECENT EVENTS
Deadline
Comment Description
7/23/2018
Proposed Rule
83 FR 23842
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PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Open Date:
5/23/2018
Closing Date:
7/23/2018
7/24/2018
Orders and Other Announcements
83 FR 18009
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PDF Version
Request for Input on LabCFTC Prize Competitions
Open Date:
4/25/2018
Closing Date:
7/24/2018
8/6/2018
Public Information Collection
83 FR 26269
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings
Open Date:
6/6/2018
Closing Date:
8/6/2018
8/6/2018
Public Information Collection
83 FR 26437
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange-Traded Options
Open Date:
6/7/2018
Closing Date:
8/6/2018
8/6/2018
Public Information Collection
83 FR 26436
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities
Open Date:
6/7/2018
Closing Date:
8/6/2018
8/13/2018
Proposed Rule
83 FR 27444
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PDF Version
17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition
Open Date:
6/12/2018
Closing Date:
8/13/2018
8/20/2018
Public Information Collection
83 FR 28623
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PDF Version
Agency Information Collection Activities: Notice To Extend Collection 3038-0092; Customer Clearing Documentation and Timing of Acceptance for Clearing
Open Date:
6/20/2018
Closing Date:
8/20/2018
8/20/2018
Privacy Act Systems
83 FR 34123
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PDF Version
Privacy Act of 1974; System of Records
CFTC-39, Freedom of Information Act Requests
CFTC-40, Privacy Act Requests
Open Date:
7/19/2018
Closing Date:
8/20/2018
8/24/2018
Public Information Collection
83 FR 29547
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0021, Regulations Governing Bankruptcies of Commodity Brokers
Open Date:
6/25/2018
Closing Date:
8/24/2018
9/4/2018
Proposed Rule
83 FR 31078
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PDF Version
17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations
Open Date:
7/3/2018
Closing Date:
9/4/2018
9/4/2018
Public Information Collection
83 FR 31530
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0097, Process for Review of Swaps for Mandatory Clearing
Open Date:
7/6/2018
Closing Date:
9/4/2018
9/11/2018
Public Information Collection
83 FR 32638
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0076, Risk Management Requirements for Derivatives Clearing Organizations
Open Date:
7/13/2018
Closing Date:
9/11/2018
9/17/2018
Proposed Rule
83 FR 33432
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PDF Version
Department of Treasury Office of the Comptroller of the Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27;
Federal Reserve System 12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351
RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75
RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With,
Hedge Funds and Private Equity Funds
Open Date:
7/17/2018
Closing Date:
9/17/2018
