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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
5/1/2017

Proposed Rule  81 FR 85334  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

Open Date: 11/25/2016
Closing Date: 1/24/2017
Extended Date: 5/1/2017
 
See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

5/2/2017

Orders and Other Announcements  82 FR 15332  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 3/28/2017
Closing Date: 5/2/2017
 
5/8/2017

Public Information Collection  82 FR 12944  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 3/8/2017
Closing Date: 5/8/2017
 
5/9/2017

Industry Filing  17-002

Request by Nodal Clear, LLC to Amend DCO Registration Order

Request to amend order of registration as a DCO to provide clearing services for physically settled futures and options on futures.

Open Date: 4/25/2017
Closing Date: 5/9/2017
 
5/11/2017

Public Information Collection  82 FR 17413  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/11/2017
Closing Date: 5/11/2017
 
5/15/2017

Proposed Rule  81 FR 91252  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/16/2016
Closing Date: 3/16/2017
Extended Date: 5/15/2017
 
See also:
82 FR 13971 //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

5/30/2017

Public Information Collection  82 FR 15514  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Open Date: 3/29/2017
Closing Date: 5/30/2017
 
6/20/2017

Public Information Collection  82 FR 18744  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0070, Real-Time Public Reporting and Block Trade

Open Date: 4/21/2017
Closing Date: 6/20/2017
 
6/23/2017

Public Information Collection  82 FR 18900  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0091, Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 4/24/2017
Closing Date: 6/23/2017
 
6/27/2017

Public Information Collection  82 FR 19663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Open Date: 4/28/2017
Closing Date: 6/27/2017