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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
3/27/2017

Proposed Rule  82 FR 8369  //  Open PDF Version PDF Version

17 CFR Part 49 Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

Open Date: 1/25/2017
Closing Date: 3/27/2017
 
5/1/2017

Proposed Rule  81 FR 85334  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

Open Date: 11/25/2016
Closing Date: 1/24/2017
Extended Date: 5/1/2017
 
See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

5/8/2017

Public Information Collection  82 FR 12944  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 3/8/2017
Closing Date: 5/8/2017
 
5/15/2017

Proposed Rule  81 FR 91252  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/16/2016
Closing Date: 3/16/2017
Extended Date: 5/15/2017
 
See also:
82 FR 13971 //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants