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10/10/2023

Proposed Rule  88 FR 53409  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 8/8/2023
Closing Date: 10/10/2023
10/10/2023

Public Information Collection  88 FR 53871  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products

Open Date: 8/9/2023
Closing Date: 10/10/2023
10/12/2023

Orders and Other Announcements  88 FR 62068  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Open Date: 9/8/2023
Closing Date: 10/12/2023
10/13/2023

Public Information Collection  88 FR 62774  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/13/2023
Closing Date: 10/13/2023
10/18/2023

Public Information Collection  88 FR 63940  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/18/2023
Closing Date: 10/18/2023
10/24/2023

Proposed Rule  88 FR 58145  //  Open PDF Version PDF Version

17 CFR Parts 23 and 37 Swap Confirmation Requirements for Swap Execution Facilities

Open Date: 8/25/2023
Closing Date: 10/24/2023
10/24/2023

Public Information Collection  85 FR 58251  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing

Open Date: 8/25/2023
Closing Date: 10/24/2023
10/25/2023

Public Information Collection  88 FR 65661  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/25/2023
Closing Date: 10/25/2023
10/26/2023

Public Information Collection  88 FR 65972  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/26/2023
Closing Date: 10/26/2023
10/30/2023

Public Information Collection  88 FR 59510  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 8/29/2023
Closing Date: 10/30/2023
10/30/2023

Public Information Collection  88 FR 59877  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 8/30/2023
Closing Date: 10/30/2023
11/6/2023

Proposed Rule  88 FR 61432  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 40 Provisions Common to Registered Entities

Open Date: 9/6/2023
Closing Date: 11/6/2023