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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
12/22/2014

Public Information Collection  79 FR 63384  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0055, Privacy of Consumer Financial Information

Open Date: 10/23/2014
Closing Date: 12/22/2014
 
12/22/2014

Proposed Rule  79 FR 69073  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Contracts With Embedded Volumetric Optionality and Securities and Exchange Commission 17 CFR Parts 230, 240 and 241

Open Date: 11/20/2014
Closing Date: 12/22/2014
 
1/2/2015

Public Information Collection  79 FR 71400  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 12/2/2014
Closing Date: 1/2/2015
 
1/5/2015

Public Information Collection  79 FR 65643  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0066, Financial Resource Requirements for
Derivatives Clearing Organizations

Open Date: 11/5/2014
Closing Date: 1/5/2015
 
1/13/2015

Proposed Rule  79 FR 68148  //  Open PDF Version PDF Version

17 CFR Part 1 Residual Interest Deadline for Futures Commission Merchants

Open Date: 11/14/2014
Closing Date: 1/13/2015
 
1/13/2015

Proposed Rule  79 FR 68140  //  Open PDF Version PDF Version

17 CFR Part 1 Records of Commodity Interest and Related Cash or Forward Transactions

Open Date: 11/14/2014
Closing Date: 1/13/2015
 
1/22/2015

Proposed Rule  79 FR 71973  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Open Date: 12/4/2014
Closing Date: 1/22/2015
 
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

1/30/2015

Industry Filing  IF 14-006

Requesting Public Comment on Related Applications Submitted by LedgerX, LLC for Registration as a Derivatives Clearing Organization and Swap Execution Facility

The U.S. Commodity Futures Trading Commission (CFTC) is asking for public comment on related applications submitted by LedgerX, LLC (LedgerX), for registration as a derivatives clearing organization and registration as a swap execution facility.

Open Date: 12/15/2014
Closing Date: 1/30/2015
 
2/17/2015

Public Information Collection  79 FR 74712  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0023, Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations

Open Date: 12/16/2014
Closing Date: 2/17/2015