Font Size: AAA // Print // Bookmark

Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
7/25/2016

Industry Filing  IF 16-003

The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comments on regulation 39.5(b) swap submissions from registered derivatives clearing organizations, identified with “Public Comment Requested.”   Comments may pertain specifically to a single submission or generally to several or all submissions.  The Commission is particularly interested in comments that provide data and analysis and that discuss the swaps in terms of the five factors that the Commission is required to consider in determining whether to issue a clearing requirement determination under regulation 39.5(b)(3)(ii).

If the Commission decides to propose a clearing requirement determination for any of the swaps covered by the submissions, then the Commission will invite further public comment in response to a notice of proposed rulemaking.

Open Date: 6/23/2016
Closing Date: 7/25/2016
 
7/29/2016

Industry Filing  16-002

Requesting Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S.

The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comments on a rule amendment certification filing by ICE Futures U.S. which would clarify that parties to a block trade may engage in pre-hedging or anticipatory hedging of the position that they believe in good faith will result from the consummation of the block trade, except for an intermediary that takes the opposite side of its own customer order.

Open Date: 6/14/2016
Closing Date: 7/14/2016
Extended Date: 7/29/2016
 
7/29/2016

Public Information Collection  81 FR 42332  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/29/2016
Closing Date: 7/29/2016
 
8/1/2016

Public Information Collection  81 FR 34314  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys

Open Date: 5/31/2016
Closing Date: 8/1/2016
 
8/1/2016

Public Information Collection  81 FR 34855  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection, Comment Request: Final Rule, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

Open Date: 5/31/2016
Closing Date: 8/1/2016
 
8/1/2016

Public Information Collection  81 FR 35001  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0067, Part 162 Subpart C--Identify Theft Red Flags

Open Date: 6/1/2016
Closing Date: 8/1/2016
 
8/8/2016

Public Information Collection  81 FR 37188  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice Requesting Approval of New Collection, CFTC SmartCheck Annual Campaign Impact Tracking Survey, 3038--NEW

Open Date: 6/9/2016
Closing Date: 8/8/2016
 
8/15/2016

Public Information Collection  81 FR 38689  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade

Open Date: 6/14/2016
Closing Date: 8/15/2016
 
8/29/2016

Public Information Collection  81 FR 42667  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0102, Clearing Exemption for Certain Swaps Entered into by Cooperatives

Open Date: 6/30/2016
Closing Date: 8/29/2016
 
8/29/2016

Public Information Collection  81 FR 42668  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0005, Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants

Open Date: 6/30/2016
Closing Date: 8/29/2016
 
9/19/2016

Public Information Collection  81 FR 47362  //  Open PDF Version PDF Version

Agency Information Collection Activities: Revised Collection, Comment Request: Amendments To Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps, Final Rule

Open Date: 7/21/2016
Closing Date: 9/19/2016
 
9/20/2016

Public Information Collection  81 FR 47779  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0074, Core Principles and Other Requirements for Swap Execution Facilities

Open Date: 7/22/2016
Closing Date: 9/20/2016