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Public Comments

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Deadline
Comment Description
8/4/2014

General CFTC  Requesting Public Comment on Commission's Surveillance Program

The U.S. Commodity Futures Trading Commission’s (Commission) Technology Advisory Committee (TAC) held a meeting on June 3, 2014 to discuss various issues regarding high-frequency trading, the Commission’s surveillance program, and swap execution facilities.  Panel II focused on the Commission developing a 21st-century surveillance program.  To gain further input on this topic, the TAC is requesting public comment from interested parties about their specific proposals or ideas for how the Commission should develop a 21st-century surveillance system.

Open Date: 6/3/2014
Closing Date: 8/4/2014
 
8/4/2014

Proposed Rule  79 FR 37973  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Open Date: 7/3/2014
Closing Date: 8/4/2014
 
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

9/5/2014

Public Information Collection  79 FR 38283  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082--Whistleblower Provision and Updated Form TCR for Whistleblower Submissions

Open Date: 7/7/2014
Closing Date: 9/5/2014