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Comments for Proposed Rule 81 FR 85334

Proposed Rule  81 FR 85334  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

Open Date: 11/25/2016
Closing Date: 1/24/2017
Extended Date: 5/1/2017
See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 ,  1/26/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

85 FR 42755 ,  7/15/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading; Withdrawal

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 166 items in 17 pages
02/25/201680 FR 78824Ex parteCommunicationPrincipal Traders Group (PTG)
02/24/201680 FR 78824Ex ParteCommunicationRGM Advisors
Deutsche Bank Securities
Delta Strategy Group
DRW Trading Group
02/24/201680 FR 78824Ex ParteCommunicationFIA Working Group
02/23/201680 FR 78824Ex partecommunicationQuantitative Investment Management
02/18/201680 FR 78824Ex ParteCommunicationMorgan Stanley
02/18/201680 FR 78824Ex ParteCommunicationJP Morgan
02/11/201680 FR 78824Ex partecommunicationNFA
02/09/201680 FR 78824Ex ParteCommunicationDeutsche Bank, RGM, DRW, CME Group, FIA, Delta Strategy Group.
02/08/201680 FR 78824Ex ParteCommunicationMorgan, Lewis & Bockius LLP and SIFMA Asset Management Group
02/04/201680 FR 78824Ex ParteCommunicationVirtu Financial