Ex Parte Meeting for Proposed Rule 81 FR 85334
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Ex Parte No:
1436
Date:
12/19/2019
Meeting Date:
Thursday, December 19, 2019
CFTC Staff:
Rachel Berdansky
David Steinberg
Marilee Dahlman
Joe Otchin
Swati Shah
Organization(s):
Intercontinental Exchange, Inc. (ICE)
External Attendees:
Mark Fabian
Kara Dutta
Kurt Windeler
Additional Information:
On December 19, 2019, CFTC staff held a conference
call with representatives from ICE. The meeting
lasted approximately one hour. It focused
on proposed rules set forth in the supplemental notice of proposed rulemaking for
Regulation AT applicable to designated contract markets, including structure of
the risk control framework and oversight of automated or electronic trading.