Ex Parte Meeting for Proposed Rule 81 FR 85334
Note:
If you experience an issue clicking on the "View Comments", the "Submit Comments", or any other buttons, please clear the cache in your browser and refresh the page. In Chrome or Edge, you may refresh the cache by holding down the ctrl key and clicking the F5 button.
-
-
Title:
Meeting with FIA Principal Traders Group
Ex Parte No:
1438
Date:
1/9/2020
Meeting Date:
Thursday, January 9, 2020
CFTC Staff:
Rachel, Berdansky
David, Steinberg
Marilee, Dahlman
Joe, Otchin
Brian, Robinson
Organization(s):
FIA Principal Traders Group (FIA PTG)
External Attendees:
Joanna Mallers (FIA PTG)
Scott Parsons (Delta Strategy Group)
Daniel Austin (Delta Strategy Group)
Graham Harper (DRW)
Richard Gorelick (DRW)
Jim Draddy (Jump Trading)
Andrew Stevens (IMC)
Paul Jiganti (IMC)
Liam Smith (Optiver)
Christen Schuler (Optiver)
Additional Information:
On January 9, 2020, CFTC
staff held a conference with representatives from FIA PTG. The meeting
lasted approximately one hour. It focused on principles for electronic
trading, including relevant risk controls, identification of operational risk,
and detection of market disruptions.
