Ex Parte Meeting for Proposed Rule 81 FR 85334
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Title:
Meeting with Cboe Futures Exchange
Ex Parte No:
1437
Date:
1/9/2020
Meeting Date:
Thursday, January 9, 2020
CFTC Staff:
David, Steinberg
Marilee, Dahlman
Joe, Otchin
Brian, Robinson
Organization(s):
Cboe Futures Exchange (CFE)
External Attendees:
Art Reinstein (CFE)
Matthew McFarland (CFE)
Eric Crampton (CFE)
Albert Jimenez (CFE)
Denise Bent (CFE)
Karen
Christiansen (CFE)
Robert Siverson (CFE)
Cole Chmielewski (CFE)
Michael Margolis (CFE)
Additional Information:
On January 9, 2020,
CFTC staff held a conference with representatives from CFE. The meeting
lasted approximately one hour. It focused on electronic trading
operational risk, including current exchange practices regarding market monitoring,
exchange access and jurisdiction, and exchange risk controls.