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Ex Parte Meeting for Proposed Rule 81 FR 85334

  • Title:
    Meeting with Cboe Futures Exchange

    Ex Parte No: 1437
    Date: 1/9/2020

    Meeting Date:

    Thursday, January 9, 2020

    CFTC Staff:

    David, Steinberg

    Marilee, Dahlman

    Joe, Otchin

    Brian, Robinson

    Organization(s):

    Cboe Futures Exchange (CFE)

    External Attendees:

    Art Reinstein (CFE)

    Matthew McFarland (CFE)

    Eric Crampton (CFE)

    Albert Jimenez (CFE)

    Denise Bent (CFE)

    Karen Christiansen (CFE)

    Robert Siverson (CFE)

    Cole Chmielewski (CFE)

    Michael Margolis (CFE)

    Additional Information:

    On January 9, 2020, CFTC staff held a conference with representatives from CFE.  The meeting lasted approximately one hour.  It focused on electronic trading operational risk, including current exchange practices regarding market monitoring, exchange access and jurisdiction, and exchange risk controls. 

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