Ex Parte Meeting for Proposed Rule 81 FR 85334
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Title:
Meeting with SIFMA AMG
Ex Parte No:
1443
Date:
1/28/2020
Meeting Date:
Tuesday, January 28, 2020
CFTC Staff:
Rachel Berdansky
David Steinberg
Marilee Dahlman
Joe Otchin
Organization(s):
Asset Management Group of the Securities Industry and Financial Markets Association
External Attendees:
Jason Silverstein (SIFMA AMG)
Andrew Ruggiero (SIFMA AMG)
Michael Philipp (Morgan Lewis)
Additional Information:
On January 28, 2020, CFTC staff
held a conference call with representatives from SIFMA AMG. The meeting
lasted approximately 45 minutes. It focused on a potential approach to a
principles-based rulemaking addressing electronic trading, including potential
issues regarding trading disruptions and defining and identifying
operational risk.
