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02/28/202388 FR 623888 FR 6238STEPHENTOPELSteve Topel Enterprises
03/01/202388 FR 623888 FR 6238sabbirahmedcompany
03/19/202388 FR 339588 FR 3395RobertCopelandAnonymous Trust
03/23/202388 FR 1310788 FR 13107MarquesWareGoogle Mobility Inc
04/03/202388 FR 1310688 FR 13106EllieBlyRetail investor
04/13/202387 FR 4955987 FR 49559Ex ParteCommunication

SIFMA Asset Management Group (SIFMA AMG)

Goldman Sachs Asset Management (GSAM)

BlackRock

Vanguard

Alliance Bernstein

JP Morgan Asset Management
04/13/202388 FR 2293488 FR 22934Ex ParteCommunication

SIFMA Asset Management Group (SIFMA AMG)

Goldman Sachs Asset Management (GSAM)

BlackRock

Vanguard

Alliance Bernstein

JP Morgan Asset Management
04/15/202388 FR 1641588 FR 16415dobienbiendo
04/16/202388 FR 2301188 FR 23011MichaelGilbertPenn State University
04/16/202388 FR 2301188 FR 23011BillGilbertSnap-on Tools
04/17/202387 FR 5383287 FR 53832Ex ParteCommunicationManaged Funds Association (MFA)
05/02/202388 FR 2014188 FR 20141BobbyHernandezSelf,
05/15/202388 FR 2301188 FR 23011111111111111111111111111111111
05/15/202388 FR 2301188 FR 2301111111111123123123
05/17/202387 FR 4955987 FR 49559Ex ParteCommunicationChicago Board Options Exchange (CBOE)
05/23/202387 FR 4955987 FR 49559Ex ParteCommunicationCME Group
05/23/202387 FR 4955987 FR 49559Ex ParteCommunicationCME Group
05/25/202388 FR 2497788 FR 24977PareshYelekarTrust Reviews US
05/31/202387 FR 4955987 FR 49559Ex ParteCommunicationICE
06/01/202387 FR 4955987 FR 49559Ex ParteCommunicationIntercontinental Exchange (ICE)
06/01/202388 FR 3448988 FR 34489EmmanuelAkiodeActors & Doctrines Organization
06/01/202388 FR 2301188 FR 23011EmmanuelAkiodeActors & Doctrines Organization
06/01/202388 FR 2301188 FR 23011Elizabeth GonzalesGonzalesPatelco credit union
06/09/202388 FR 2293488 FR 22934AllisonLurtonFutures Industry Association (FIA)
06/13/202388 FR 2293488 FR 22934Ex ParteCommunication

Investment Company Institute (ICI)

Ropes & Gray
06/13/202388 FR 4896888 FR 48968Ex ParteCommunication

Investment Company Institute (ICI)

Ropes & Gray
06/15/202388 FR 2293488 FR 22934HouseholdInvestorNone
06/15/202388 FR 2293488 FR 22934AustinErnestiTrajectory
06/23/202323-0123-01MauriceBransfieldKingston Chase Consulting, LLC
06/26/2023FR 88 34140FR 88 34140StoneTechStone Tech Inc
06/26/202323-0123-01Laura, Thomas, MorganBoyle, Colicchio, JosephDuke University
06/27/202388 FR 2293488 FR 22934ElizabethSheridanNational Futures Association
06/27/202388 FR 2293488 FR 22934IlyaBeylinSeton Hall University Law School
06/28/202388 FR 2293488 FR 22934KaraDuttaIntercontinental Exchange, Inc.
06/30/202388 FR 2293488 FR 22934CorinnaMitchellSymphony Communication Services, LLC
06/30/202388 FR 2293488 FR 22934SeanDowneyCME Group
06/30/202388 FR 2293488 FR 22934AllisonLurtonFutures Industry Association (FIA)
06/30/202388 FR 2293488 FR 22934DebbieKokalJoint Audit Committee
06/30/202388 FR 2293488 FR 22934JenniferHanManaged Funds Association
06/30/202388 FR 2293488 FR 22934PatrickReederAmerican Council of Life Insurers
06/30/202388 FR 2293488 FR 22934WilliamThumSIFMA Asset Management Group
07/03/2023Request for Comment on the Impact of Affiliations of Certain CFTC-Regulated EntitiesRequest for Comment on the Impact of Affiliations of Certain CFTC-Regulated EntitiesAnonymousStill anonymousNot relevant
07/06/202323-0123-01JonathanZubkoffSelf-Employed
07/07/202388 FR 4078988 FR 40789ShelbyTate 
07/11/202388 FR 4582688 FR 45826Ex ParteCommunicationADM Investor Services (ADMIS)
07/11/202388 FR 4582688 FR 45826Ex ParteCommunicationABN Amro Clearing USA LLC (AAC-USA)
07/12/202388 FR 4896888 FR 48968Ex ParteCommunicationFutures Industry Association (FIA)
07/12/202388 FR 4582688 FR 45826Ex ParteCommunicationThe Northern Trust Company 
07/12/202388 FR 4582688 FR 45826Ex ParteCommunication

Charles Schwab & Co. (CSC)

Charles Schwab Futures & Forex LLC (CSFF)
07/13/202388 FR 4078988 FR 40789NormCleland