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Comment Description
3/11/2019

Proposed Rule  84 FR 2778  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0029] RIN 1557-AE47; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF 33; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE88; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-5; File no. S7-30-18] RIN 3235-AM43 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 2/8/2019
Closing Date: 3/11/2019
See also:
83 FR 33432 ,  7/17/2018  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

83 FR 45860 ,  9/11/2018  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

3/15/2019

Proposed Rule  83 FR 61571  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 11/30/2018
Closing Date: 1/29/2019
Extended Date: 3/15/2019
See also:
84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

3/15/2019

Proposed Rule  83 FR 61946  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 11/30/2018
Closing Date: 2/13/2019
Extended Date: 3/15/2019
See also:
84 FR 3350 //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

3/15/2019

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 2/12/2019
Closing Date: 3/15/2019
3/15/2019

Industry Filing  IF 19-001

Requesting Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S.

The Commodity Futures Trading Commission is requesting public comment on a rule amendment certification filing by ICE Futures U.S., Inc. (IFUS). The amendment to IFUS Rule 4.26 would allow for the implementation of Passive Order Protection (POP) Functionality.

Open Date: 2/13/2019
Closing Date: 3/15/2019
4/3/2019

Orders and Other Announcements  84 FR 4449  //  Open PDF Version PDF Version

Technology Advisory Committee

Open Date: 2/15/2019
Closing Date: 4/3/2019