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Ex Parte Meeting for Proposed Rule 88 FR 45826

  • Title:
    Meeting with ADMIS

    Ex Parte No: 1760
    Date: 7/11/2023

    Meeting Date:

    Tuesday, July 11, 2023

    CFTC Staff:

    Pamela Geraghty

    Fern Simmons

    Elizabeth Groover

    Peter Sanchez

    Andrew Ruggiero 

    Amanda Burks

    Catherine Brescia 

    Matthew Boylan 

    Frances Gonzalez 

    Michael Gurtiz 

    Organization(s):

    ADM Investor Services (ADMIS)

    External Attendees:

    Tom Anderson (ADMIS)

    Sean Barry (ADMIS)

    Cheryl Fitzpatrick (ADMIS)

    Dave Glancy (ADMIS)

    Simta Gupta (ADMIS)

    Paul Hetman (ADMIS)

    Greg Hostetler (ADMIS)

    John Stott (ADMIS)

    Additional Information:

    Discussed advanced notice of proposed rulemaking re: risk management regulations for swap dealers, major swap participants, and futures commission merchants. 

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