VIEW UPCOMING & RECENT EVENTS
Public Information Collection 83 FR 63843 // PDF Version
Agency Information Collection Activities Under OMB Review
Public Information Collection 83 FR 56827 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0043, Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions
Public Information Collection 83 FR 56828 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0094; Clearing Member Risk Management
Proposed Rule 83 FR 63450 // PDF Version
Privacy of Consumer Financial Information--Amendment To Conform Regulations to the Fixing America's Surface Transportation Act
Orders and Other Announcements 83 FR 64563 // PDF Version
Request for Input on Crypto-Asset Mechanics and Markets
Proposed Rule 84 FR 2778 // PDF Version
DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0029] RIN 1557-AE47; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF 33; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE88; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-5; File no. S7-30-18] RIN 3235-AM43 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket ID OCC-2018-0029] RIN 1557-AE47; Federal Reserve System 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF33; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE88; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-6; File no. S7-30-18] RIN 3235-AM43 Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
Federal Reserve System 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF33 ; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE88; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72; Securities and Exchange Commission 17 CFR Part 255 Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-7; File no. S7-14-18] RIN 3235-AM10 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Proposed Rule 83 FR 61571 // PDF Version
17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities
17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities
17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities
Proposed Rule 83 FR 61946 // PDF Version
17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement
17 CFR Part 37 Swap Execution Facilities
Proposed Rule 84 FR 3350 // PDF Version
Industry Filing IF 19-001
Requesting Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S.
The Commodity Futures Trading Commission is requesting public comment on a rule amendment certification filing by ICE Futures U.S., Inc. (IFUS). The amendment to IFUS Rule 4.26 would allow for the implementation of Passive Order Protection (POP) Functionality.
Public Information Collection 84 FR 6381 // PDF Version
Orders and Other Announcements 84 FR 4449 // PDF Version
Technology Advisory Committee
Orders and Other Announcements 84 FR 11288 // PDF Version
Agricultural Advisory Committee
Orders and Other Announcements 84 FR 9309 // PDF Version
Global Markets Advisory Committee
General CFTC Energy and Environmental Markets Advisory Committee Meeting on April 17, 2019
The Energy and Environmental Markets Advisory Committee Requests Public Comment for Its April 17, 2019 Meeting The U.S. Commodity Futures Trading Commission (Commission) will hold a public meeting for the Energy and Environmental Markets Advisory Committee at 10:00 a.m. on April 17, 2019 at the Commission’s Washington, DC headquarters.All comments must be received by April 24, 2019. All submissions provided to the CFTC in any form may be published on the CFTC’s website without review and without removal of personally identifying information.
Public Information Collection 84 FR 12233 // PDF Version
Public Information Collection 84 FR 8696 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R
Public Information Collection 84 FR 15190 // PDF Version
Privacy Act Systems 84 FR 17811 // PDF Version
Privacy Act of 1974; System of Records
CFTC-12, National Futures Association (NFA) Applications Suite System
Privacy Act Systems 84 FR 17814 // PDF Version
CFTC-53, Mailing, Event and Contact Lists
Privacy Act Systems 84 FR 17816 // PDF Version
CFTC-45, Comments Online
Public Information Collection 84 FR 12232 // PDF Version
Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports
Final Rule 84 FR 12065 // PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant
Public Information Collection 84 FR 13008 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets
Public Information Collection 84 FR 14097 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports
Public Information Collection 84 FR 14098 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
Public Information Collection 84 FR 14099 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace
Public Information Collection 84 FR 14350 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Public Information Collection 84 FR 14921 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Public Information Collection 84 FR 14922 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
Public Information Collection 84 FR 15191 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants
Orders and Other Announcements 84 FR 24106 // PDF Version
Market Risk Advisory Committee; Meeting
Public Information Collection 84 FR 16662 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities
Public Information Collection 84 FR 16663 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions
Public Information Collection 84 FR 18521 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
Public Information Collection 84 FR 28510 // PDF Version
Public Information Collection 84 FR 28511 // PDF Version
Public Information Collection 84 FR 28789 // PDF Version
Public Information Collection 84 FR 28790 // PDF Version
Public Information Collection 84 FR 30094 // PDF Version
Public Information Collection 84 FR 30096 // PDF Version
Public Information Collection 84 FR 30093 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Public Information Collection 84 FR 30699 // PDF Version
Public Information Collection 84 FR 30700 // PDF Version
Public Information Collection 84 FR 30698 // PDF Version
Public Information Collection 84 FR 31307 // PDF Version
Public Information Collection 84 FR 31578 // PDF Version
Public Information Collection 84 FR 31579 // PDF Version
Proposed Rule 84 FR 32105 // PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Public Information Collection 84 FR 27770 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts
Proposed Rule 84 FR 36434 // PDF Version
Commodity Futures Trading Commission 17 CFR Part 41 Securities and Exchange Commission 17 CFR Part 242
Commodity Futures Trading Commission 17 CFR Part 41; Securities and Exchange Commission 17 CFR Part 242; Customer Margin Rules Relating to Security Futures
Proposed Rule 84 FR 22226 // PDF Version
17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
17 CFR Part 39 Derivatives Clearing Organization General Provisions and Core Principles
Orders and Other Announcements 84 FR 44288 // PDF Version
Public Information Collection 84 FR 35102 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade
Public Information Collection 84 FR 35376 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys
Public Information Collection 84 FR 35606 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
Public Information Collection 84 FR 44288 // PDF Version
Public Information Collection 84 FR 36086 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Protection of Consumer Information Under the Fair Credit Reporting Act
Orders and Other Announcements 84 FR 47261 // PDF Version
Global Markets Advisory Committee; Meeting
Orders and Other Announcements 84 FR 49098 // PDF Version
Public Information Collection 84 FR 43589 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise and Extend Collection 3038-0111: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determinations With Margin Requirements
Public Information Collection 84 FR 43795 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap
Public Information Collection 84 FR 43796 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives
Proposed Rule 84 FR 49490 // PDF Version
17 CFR Part 13 Public Rulemaking Procedures
Public Information Collection 84 FR 50819 // PDF Version
Public Information Collection 84 FR 51147 // PDF Version
Public Information Collection 84 FR 51148 // PDF Version
Public Information Collection 84 FR 51522 // PDF Version
Proposed Rule 84 FR 34819 // PDF Version
17 CFR Parts 39 and 140 Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
Proposed Rule 84 FR 35456 // PDF Version
17 CFR Parts 3, 39 and 140 Exemption From Derivatives Clearing Organization Registration
17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration
17 CFR Parts 3, 39, and 140 Exemption From Derivatives Clearing Organization Registration
Public Information Collection 84 FR 50413 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements
Public Information Collection 84 FR 57850 // PDF Version
Public Information Collection 84 FR 57851 // PDF Version
Public Information Collection 84 FR 58375 // PDF Version
Proposed Rule 84 FR 60963 // PDF Version
17 CFR Part 160 Privacy of Consumer Financial Information
Orders and Other Announcements 84 FR 65133 // PDF Version
Market Risk Advisory Committee
Proposed Rule 84 FR 56392 // PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Proposed Rule 84 FR 56950 // PDF Version
Proposed Rule 84 FR 21044 // PDF Version
17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements
17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period
17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic
17 CFR Parts 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements
