navigation menu button
Follow Us:
Font Size: AAA // Print // Bookmark

Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
1/11/2019

Public Information Collection  83 FR 63843  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 12/12/2018
Closing Date: 1/11/2019
1/14/2019

Public Information Collection  83 FR 56827  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0043, Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions

Open Date: 11/14/2018
Closing Date: 1/14/2019
1/14/2019

Public Information Collection  83 FR 56828  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0094; Clearing Member Risk Management

Open Date: 11/14/2018
Closing Date: 1/14/2019
2/8/2019

Proposed Rule  83 FR 63450  //  Open PDF Version PDF Version

Privacy of Consumer Financial Information--Amendment To Conform Regulations to the Fixing America's Surface Transportation Act

Open Date: 12/10/2018
Closing Date: 2/8/2019
2/15/2019

Orders and Other Announcements  83 FR 64563  //  Open PDF Version PDF Version

Request for Input on Crypto-Asset Mechanics and Markets

Open Date: 12/17/2018
Closing Date: 2/15/2019
3/11/2019

Proposed Rule  84 FR 2778  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0029] RIN 1557-AE47; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF 33; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE88; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-5; File no. S7-30-18] RIN 3235-AM43 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 2/8/2019
Closing Date: 3/11/2019
See also:
83 FR 33432 ,  7/17/2018  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

83 FR 45860 ,  9/11/2018  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

3/15/2019

Proposed Rule  83 FR 61571  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 11/30/2018
Closing Date: 1/29/2019
Extended Date: 3/15/2019
See also:
84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

3/15/2019

Proposed Rule  83 FR 61946  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 11/30/2018
Closing Date: 2/13/2019
Extended Date: 3/15/2019
See also:
84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

3/15/2019

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61571 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

3/15/2019

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

3/15/2019

Industry Filing  IF 19-001

Requesting Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S.

The Commodity Futures Trading Commission is requesting public comment on a rule amendment certification filing by ICE Futures U.S., Inc. (IFUS). The amendment to IFUS Rule 4.26 would allow for the implementation of Passive Order Protection (POP) Functionality.

Open Date: 2/13/2019
Closing Date: 3/15/2019
3/29/2019

Public Information Collection  84 FR 6381  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 2/27/2019
Closing Date: 3/29/2019
4/3/2019

Orders and Other Announcements  84 FR 4449  //  Open PDF Version PDF Version

Technology Advisory Committee

Open Date: 2/15/2019
Closing Date: 4/3/2019
4/18/2019

Orders and Other Announcements  84 FR 11288  //  Open PDF Version PDF Version

Agricultural Advisory Committee

Open Date: 3/26/2019
Closing Date: 4/18/2019
4/22/2019

Orders and Other Announcements  84 FR 9309  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Open Date: 3/14/2019
Closing Date: 4/22/2019
4/24/2019

General CFTC  Energy and Environmental Markets Advisory Committee Meeting on April 17, 2019

The Energy and Environmental Markets Advisory Committee Requests Public Comment for Its April 17, 2019 Meeting

The U.S. Commodity Futures Trading Commission (Commission) will hold a public meeting for the Energy and Environmental Markets Advisory Committee at 10:00 a.m. on April 17, 2019 at the Commission’s Washington, DC headquarters.All comments must be received by April 24, 2019.

All submissions provided to the CFTC in any form may be published on the CFTC’s website without review and without removal of personally identifying information.

Open Date: 3/21/2019
Closing Date: 4/24/2019
5/1/2019

Public Information Collection  84 FR 12233  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/1/2019
Closing Date: 5/1/2019
5/10/2019

Public Information Collection  84 FR 8696  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R

Open Date: 3/11/2019
Closing Date: 5/10/2019
5/15/2019

Public Information Collection  84 FR 15190  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/15/2019
Closing Date: 5/15/2019
5/28/2019

Privacy Act Systems  84 FR 17811  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-12, National Futures Association (NFA) Applications Suite System

Open Date: 4/26/2019
Closing Date: 5/28/2019
5/28/2019

Privacy Act Systems  84 FR 17814  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-53, Mailing, Event and Contact Lists

Open Date: 4/26/2019
Closing Date: 5/28/2019
5/28/2019

Privacy Act Systems  84 FR 17816  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-45, Comments Online

Open Date: 4/26/2019
Closing Date: 5/28/2019
5/31/2019

Public Information Collection  84 FR 12232  //  Open PDF Version PDF Version

Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports

Open Date: 4/1/2019
Closing Date: 5/31/2019
5/31/2019

Final Rule  84 FR 12065  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant

Open Date: 4/1/2019
Closing Date: 5/31/2019
Effective Date: Monday, April 1, 2019
6/3/2019

Public Information Collection  84 FR 13008  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets

Open Date: 4/3/2019
Closing Date: 6/3/2019
6/10/2019

Public Information Collection  84 FR 14097  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports

Open Date: 4/9/2019
Closing Date: 6/10/2019
6/10/2019

Public Information Collection  84 FR 14098  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Open Date: 4/9/2019
Closing Date: 6/10/2019
6/10/2019

Public Information Collection  84 FR 14099  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace

Open Date: 4/9/2019
Closing Date: 6/10/2019
6/10/2019

Public Information Collection  84 FR 14350  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

Open Date: 4/10/2019
Closing Date: 6/10/2019
6/11/2019

Public Information Collection  84 FR 14921  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 4/12/2019
Closing Date: 6/11/2019
6/11/2019

Public Information Collection  84 FR 14922  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

Open Date: 4/12/2019
Closing Date: 6/11/2019
6/14/2019

Public Information Collection  84 FR 15191  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants

Open Date: 4/15/2019
Closing Date: 6/14/2019
6/21/2019

Public Information Collection  84 FR 16662  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities

Open Date: 4/22/2019
Closing Date: 6/21/2019
6/21/2019

Public Information Collection  84 FR 16663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions

Open Date: 4/22/2019
Closing Date: 6/21/2019
7/1/2019

Public Information Collection  84 FR 18521  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Open Date: 5/1/2019
Closing Date: 7/1/2019
7/15/2019

Proposed Rule  84 FR 22226  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

Open Date: 5/16/2019
Closing Date: 7/15/2019
7/29/2019

Proposed Rule  84 FR 21044  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

Open Date: 5/13/2019
Closing Date: 7/29/2019