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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61571 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

84 FR 72262 ,  12/31/2019  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

85 FR 44693 ,  7/24/2020  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

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 94 items in 10 pages
03/18/201984 FR 3350RobertRutkowski 
03/03/202084 FR 72262RobertRutkowski 
03/31/202084 FR 72262Ex ParteCommunication

Alternative Investment Management Association (AIMA)
Citadel
DRW
FIA Principal Traders Group (FIA PTG)
Healthy Markets
Investment Company Institute (ICI)

Managed Funds Association (MFA)
SIFMA Asset Management Group (SIFMA AMG)
Two Sigma Investments
Vanguard

03/31/202084 FR 72262Ex ParteCommunication

Alternative Investment Management Association

Citadel LLC

Healthy Markets

Investment Company Institute

Managed Funds Association

SIFMA Asset Management Group

Two Sigma Investments

Vanguard 

02/26/201983 FR 61571Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments

03/04/201983 FR 61571Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

D.E. Shaw

03/16/202084 FR 72262Ex ParteCommunication

Bank of America

Citigroup

Cleary Gottlieb
Financial Services Forum

JP Morgan

Morgan Stanely

01/10/201983 FR 61571Ex ParteCommunication

BGC

GFI

04/03/202084 FR 72262Ex ParteCommunication

Citadel

DRW

FIA PTG

ICI

MFA

SIFMA AMG

Vanguard

02/21/202084 FR 72262Ex ParteCommunication

Citigroup