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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9224 ,  2/11/2021  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

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 161 items in 17 pages
11/08/201883 FR 61946DennisKelleherBetter Markets, Inc.
11/21/201883 FR 61946Ex ParteCommunicationNational Futures Association
11/26/201883 FR 61946Ex ParteCommunication

360TGTX Inc.

McCarty Financial, LLC
12/04/201883 FR 61946Ex ParteCommunication

tp SEF
Tradition

trueEX
TW/DW
Clear Markets
360T
NEX                        
Bloomberg           
LedgerX
BGC                        
TR SEF                    
Market Axess
Latam                    
SwapEx                  
Cantor                   
CBOE                     
CME                       
SeedX                    
NFA
12/21/201883 FR 61946JasonSilversteinSecurities Industry and Financial Markets Association (SIFMA)
01/07/201983 FR 61946Ex ParteCommunicationBarclays
01/07/201983 FR 61946Ex ParteCommunicationTradeweb
01/08/201983 FR 61946Ex ParteCommunication

Virtu

Sobba Public, LLC
01/08/201983 FR 61946Ex ParteCommunicationGoldman Sachs
01/08/201983 FR 61946Ex ParteCommunicationBloomberg