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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9224 ,  2/11/2021  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

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 161 items in 17 pages
12/05/201983 FR 61946Ex ParteCommunicationBrian Donnelly (TP ICAP)
Scott Fitzpatrick (Tradition)
Graham Harper (Delta Strategy)
Jeff Mehan (Tradition)
Bill Shields (BGC)
Michael Sufaro (BGC)
05/29/201983 FR 61946Ex ParteCommunicationBGC Brokers LP
Cantor Fitzgerald & Co.
WilmerHale
05/29/201983 FR 61946Ex ParteCommunicationCapitalab
05/29/201983 FR 61946Ex ParteCommunication

WilmerHale

BGC
05/29/201983 FR 61946Ex ParteCommunication

Chatham Financial

ED&F Man Capital Markets
05/29/201983 FR 61946Ex ParteCommunicationCapitalab
Wilmer Hale
Cantor Fitzgerald

05/15/201983 FR 61946Ex ParteCommunication

Symphony

Sidley Austin
05/07/201983 FR 61946Ex ParteCommunication

Two Sigma Investments

Delta Strategy Group
05/07/201983 FR 61946Ex ParteCommunication

Wholesale Markets Brokers Association Americas (WMBAA)

Steptoe & Johnson

BGC
TP ICAP
Tradition
05/07/201983 FR 61946Ex ParteCommunication

Wholesale Markets Brokers Association Americas (WMBAA)

Steptoe & Johnson LLP

TP ICAP

Cantor

Tradition