Meeting Date:
Tuesday, December 4, 2018
CFTC Staff:
Amir Zaidi CFTC (NY)
Mike Gill CFTC (NY)
Swati Shah CFTC (DC)
David Steinberg CFTC (DC)
David Van Wagner CFTC (DC)
Nancy Markowitz CFTC (DC)
Nhan Nguyen CFTC (DC)
Roger Smith CFTC (DC)
Organization(s):
tp SEF
Tradition
trueEX
TW/DW
Clear Markets
360T
NEX
Bloomberg
LedgerX
BGC
TR SEF
Market Axess
Latam
SwapEx
Cantor
CBOE
CME
SeedX
NFA
External Attendees:
Andrew Clifford XP Securities (NY)
Brian Donnelly tp SEF (NY)
Eric Earnhardt Tradition (NY)
Jeff Mehan Tradition (NY)
Fran Kenck trueEX (NY)
Suellen Galish trueEX (NY)
Greg Compa TW/DW (NY)
Hiroyuki Miyauchi Clear Markets (NY)
Ian Hawes 360T (NY)
Martin Oakley 360T (NY)
Irina Bauer NEX (NY)
Janine Choi Bloomberg (NY)
Juthica Chou LedgerX (NY)
Ken Sklover BGC (NY)
Michael Rooney TR SEF (NY)
Michael Sulfaro BGC (NY)
Ron Steinfeld Market Axess (NY)
Saundra Armstrong Latam (NY)
Shelley Spaner SwapEx (NY)
William Shields Cantor (NY)
Alexandria Albright CBOE (CH)
Robert Sniegowski CME (CH)
Stephen Gardner SeedX (CH)
Ed Dasso NFA (NY)
Lauren Brinati NFA (NY)
Anne Joves NFA (NY)
Todd Smith NFA (NY)
Carol Wooding NFA (CH)
Jane Croessmann NFA (CH)
Additional Information:
On December 4, 2018, CFTC Chief
of Staff Michael Gill and DMO Director Amir Zaidi met in person with several
SEF chief and representatives from the
National Futures Associations at a joint SEF COO meeting in New York NY. Several participants joined the meeting via call-in in Chicago; other CFTC staff also participated via call-in Washington, DC. The meeting focused on the
proposed rules set forth in the notice of proposed rulemaking for swap
execution facilities and the trade execution requirement.
