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Comments for Proposed Rule 83 FR 61946

Proposed Rule  83 FR 61946  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 11/30/2018
Closing Date: 2/13/2019
Extended Date: 3/15/2019
See also:
84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9224 ,  2/11/2021  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

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 161 items in 17 pages
03/18/201984 FR 3350RobertRutkowski 
11/26/201883 FR 61946Ex ParteCommunication

360TGTX Inc.

McCarty Financial, LLC

02/26/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments

03/04/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

D.E. Shaw

02/26/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments

 

03/04/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

DE Shaw Group

03/04/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA   

Vanguard

Wellington Management

01/10/201983 FR 61946Ex ParteCommunication

BGC

GFI

03/26/201983 FR 61946Ex ParteCommunication

Blackrock

Rich Feuer Anderson

03/05/201983 FR 61946Ex ParteCommunication

Bloomberg

Williams & Jensen