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Comments for Proposed Rule 84 FR 35456

Proposed Rule  84 FR 35456  //  Open PDF Version PDF Version

17 CFR Parts 3, 39 and 140 Exemption From Derivatives Clearing Organization Registration

Open Date: 7/23/2019
Closing Date: 9/23/2019
Extended Date: 11/22/2019
See also:
83 FR 39923 ,  8/13/2018  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

84 FR 49071 ,  9/18/2019  //  Open PDF Version PDF Version

17 CFR Parts 3, 39, and 140 Exemption From Derivatives Clearing Organization Registration

86 FR 949 ,  1/7/2021  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

Date ReceivedReleaseFirst NameLast Name OrganizationEdit
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 37 items in 4 pages
10/12/201883 FR 39923AnnBattleInternational Swaps and Derivatives Association, Inc.
11/22/201984 FR 35456StephenBergerCitadel
10/09/201883 FR 39923KyleBrandonSecurities Industry and Financial Markets Association (SIFMA)
11/18/201984 FR 35456KyleBrandonSIFMA
12/02/201984 FR 35456Ex ParteCommunication

Japan Securities Clearing Corporation     

Japan Exchange Group

Davis Polk & Wardwell LLP
01/21/202084 FR 35456Ex ParteCommunication

LCH Group

London Stock Exchange Group
01/21/202084 FR 35456Ex ParteCommunication

LCH Group

London Stock Exchange Group (LSEG)
09/18/202084 FR 35456Ex ParteCommunicationLondon Stock Exchange Group (LSEG)
09/21/202084 FR 35456Ex ParteCommunicationLondon Stock Exchange Group (LSEG)
09/21/202084 FR 35456Ex ParteCommunicationDavis Polk & Wardwell LLP