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Comments for Proposed Rule 76 FR 11701

Proposed Rule  76 FR 11701  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

Open Date: 3/3/2011
Closing Date: 5/2/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 54355 ,  9/5/2012  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

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 43 items in 5 pages
03/01/201176 FR 11701Ex ParteCommunicationNFA SEC FINRA
03/03/201176 FR 11701bruceneese 
03/29/201176 FR 11701ChrisBarnard 
04/05/201176 FR 11701andrewleenone
04/20/201176 FR 11701KyleVandegrift 
04/21/201176 FR 11701JackSontagSelf
04/21/201176 FR 11701RobertBrassell, Jr.Estate of Delois Brassell/Delois Albert Brassell Estate of Robert James Brassell Process Handler et al. For Hire, Inc.
04/21/201176 FR 11701RichardBaker 
04/26/201176 FR 11701CarolynSumnersOrdinary Concerned Citizen
04/27/201176 FR 11701MelissaFerguson