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Comment for Proposed Rule 76 FR 11701

  • From: Ex Parte Communication
    Organization(s):
    NFA
    SEC
    FINRA

    Comment No: 31572
    Date: 3/1/2011

    Comment Text:

    Meeting with NFA, SEC, FINRA

    Tuesday, March 01, 2011

    Memo from
    Konar II, Daniel S.

    CFTC Staff :
    Daniel S. Konar II

    External Attendees :
    Timothy McHenry, Director of Information Systems (NFA)
    Dave Kammerer, Director of Information Systems (NFA)
    Patricia Finnegan, Manager of Information Systems (NFA)
    Andrea Torres, Senior Developer Information Systems (NFA)
    Maria McHenry, Senior Manager, Compliance (NFA)
    Tracey Hunt, Senior Manager, Compliance (NFA)
    Vince Tabor, Manager, Information Systems (NFA)
    David Bartels (SEC)
    Keith Kanyan (SEC)
    Susan Dominowski (FINRA)
    Jerry Jerod (FINRA)

    Additional Information :
    The meeting participants discussed the implementation of the data collection jointly proposed by the CFTC and the SEC.

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