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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
1/21/2020

Public Information Collection  84 FR 63861  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limit

Open Date: 11/19/2019
Closing Date: 1/21/2020
1/21/2020

Public Information Collection  84 FR 64050  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission

Open Date: 11/20/2019
Closing Date: 1/21/2020
1/27/2020

Public Information Collection  84 FR 70963  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 12/26/2019
Closing Date: 1/27/2020
1/30/2020

Industry Filing  IF 20-01

Approval Pending
Rule – Product Terms and Conditions
Amendments to Increase the Initial Spot Month Position Limit of the CME Live Cattle Futures Contract

Open Date: 1/9/2020
Closing Date: 1/30/2020
2/10/2020

Public Information Collection  84 FR 67724  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0055, Privacy of Consumer Financial Information

Open Date: 12/11/2019
Closing Date: 2/10/2020
2/21/2020

Proposed Rule  84 FR 70446  //  Open PDF Version PDF Version

17 CFR Part 50 Exemption From the Swap Clearing Requirement for Certain Affiliated Entities--Alternative Compliance Frameworks for Anti-Evasionary Measures

Open Date: 12/23/2019
Closing Date: 2/21/2020
See also:
85 FR 44170 ,  7/22/2020  //  Open PDF Version PDF Version

17 CFR Part 50 Exemption From the Swap Clearing Requirement for Certain Affiliated Entities--Alternative Compliance Frameworks for Anti-Evasionary Measures

3/2/2020

Proposed Rule  84 FR 72262  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 12/31/2019
Closing Date: 3/2/2020
See also:
83 FR 61571 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

85 FR 44693 ,  7/24/2020  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

3/2/2020

Public Information Collection  85 FR 5401  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/30/2020
Closing Date: 3/2/2020
3/2/2020

Public Information Collection  85 FR 5402  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/30/2020
Closing Date: 3/2/2020
3/3/2020

Proposed Rule  84 FR 69664  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/19/2019
Closing Date: 3/3/2020
See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 ,  3/16/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

3/4/2020

Orders and Other Announcements  85 FR 7735  //  Open PDF Version PDF Version

Technology Advisory Committee

Open Date: 2/11/2020
Closing Date: 3/4/2020
3/9/2020

Proposed Rule  85 FR 952  //  Open PDF Version PDF Version

17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain
Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule

Open Date: 1/8/2020
Closing Date: 3/9/2020
3/19/2020

Public Information Collection  85 FR 8849  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 2/18/2020
Closing Date: 3/19/2020
3/31/2020

Orders and Other Announcements  85 FR 13147  //  Open PDF Version PDF Version

Energy and Environmental Markets Advisory Committee

Open Date: 3/6/2020
Closing Date: 3/31/2020
4/1/2020

Proposed Rule  85 FR 12120  //  Open PDF Version PDF Version

Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-8; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 2/28/2020
Closing Date: 4/1/2020
See also:
85 FR 46422 ,  7/31/2020  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-9; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

4/14/2020

Public Information Collection  85 FR 8577  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade

Open Date: 2/14/2020
Closing Date: 4/14/2020
5/1/2020

Orders and Other Announcements  85 FR 22151  //  Open PDF Version PDF Version

Agricultural Advisory Committee Meeting

Open Date: 4/21/2020
Closing Date: 5/1/2020
5/11/2020

Public Information Collection  85 FR 13876  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities

Open Date: 3/10/2020
Closing Date: 5/11/2020
5/14/2020

Federal Advisory Committees and Subcommittees  85 FR 20678  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee

Open Date: 4/14/2020
Closing Date: 5/14/2020
See also:
85 FR 21840 ,  4/20/2020  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee; Correction

5/14/2020

Federal Advisory Committees and Subcommittees  85 FR 21840  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee; Correction

Open Date: 4/20/2020
Closing Date: 5/14/2020
See also:
85 FR 20678 ,  4/14/2020  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee

5/14/2020

Orders and Other Announcements  85 FR 21840  //  Open PDF Version PDF Version

Energy and Environmental Markets Advisory Committee

Open Date: 4/20/2020
Closing Date: 5/14/2020
5/15/2020

Proposed Rule  85 FR 11596  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

Open Date: 2/27/2020
Closing Date: 4/29/2020
Extended Date: 5/15/2020
See also:
85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

5/18/2020

Public Information Collection  85 FR 15436  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Open Date: 3/18/2020
Closing Date: 5/18/2020
5/22/2020

Proposed Rule  85 FR 9407  //  Open PDF Version PDF Version

17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements

Open Date: 2/19/2020
Closing Date: 4/20/2020
Extended Date: 5/22/2020
See also:
85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

5/22/2020

Proposed Rule  85 FR 21516  //  Open PDF Version PDF Version

17 CFR Part 43  Amendments to the Real-Time Public Reporting Requirements

Open Date: 4/17/2020
Closing Date: 5/20/2020
Extended Date: 5/22/2020
See also:
85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

5/22/2020

Proposed Rule  85 FR 21578  //  Open PDF Version PDF Version

17 CFR Parts 45, 46, and 49 Amendments to the Swap Data Recordkeeping and Reporting Requirements

Open Date: 4/17/2020
Closing Date: 5/20/2020
Extended Date: 5/22/2020
See also:
84 FR 21044 ,  5/13/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

84 FR 35847 ,  7/25/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period

84 FR 57831 ,  10/29/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

85 FR 21339 ,  4/17/2020  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

5/26/2020

Orders and Other Announcements  85 FR 22724  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Open Date: 4/23/2020
Closing Date: 5/26/2020
5/27/2020

Public Information Collection  85 FR 23330  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/27/2020
Closing Date: 5/27/2020
6/15/2020

Proposed Rule  85 FR 26378  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR

Open Date: 5/4/2020
Closing Date: 6/15/2020
6/16/2020

Industry Filing  IF 20-02

Approval Pending
Rule – Product Terms and Conditions
Amendments to Price Limit Provisions for CME Livestock and Dairy Futures Contracts

Open Date: 5/29/2020
Closing Date: 6/16/2020
6/17/2020

Public Information Collection  85 FR 29686  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 5/18/2020
Closing Date: 6/17/2020
6/18/2020

Orders and Other Announcements  85 FR 29935  //  Open PDF Version PDF Version

CFTC 2020-2024 Strategic Plan

Open Date: 5/19/2020
Closing Date: 6/18/2020
6/26/2020

Public Information Collection  85 FR 23331  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0090

Open Date: 4/27/2020
Closing Date: 6/26/2020
6/26/2020

Public Information Collection  85 FR 31750  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 5/27/2020
Closing Date: 6/26/2020
7/13/2020

Proposed Rule  85 FR 36000  //  Open PDF Version PDF Version

17 CFR Parts 1, 4, 41, and 190 Bankruptcy Regulations

Open Date: 6/12/2020
Closing Date: 7/13/2020
7/13/2020

Proposed Rule  85 FR 27955  //  Open PDF Version PDF Version

17 CFR Part 50 Swap Clearing Requirement Exemptions

Open Date: 5/12/2020
Closing Date: 7/13/2020
See also:
83 FR 44001 ,  8/29/2018  //  Open PDF Version PDF Version

17 CFR Part 50 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions

7/23/2020

Orders and Other Announcements  85 FR 38869  //  Open PDF Version PDF Version

Technology Advisory Committee

Open Date: 6/29/2020
Closing Date: 7/23/2020
7/28/2020

Orders and Other Announcements  85 FR 40266  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 7/6/2020
Closing Date: 7/28/2020
7/31/2020

Public Information Collection  85 FR 39536  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/1/2020
Closing Date: 7/31/2020
8/11/2020

Proposed Rule  85 FR 35820  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

Open Date: 6/12/2020
Closing Date: 8/11/2020
8/24/2020

Public Information Collection  85 FR 37922  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collections, Comment Request: Adoption of Revised Registration Form 8-R

Open Date: 6/24/2020
Closing Date: 8/24/2020
8/24/2020

Proposed Rule  85 FR XXXXX  //  Open PDF Version PDF Version

17 CFR Part 38 Electronic Trading Risk Principles

Open Date: 6/25/2020
Closing Date: 8/24/2020
8/24/2020

Proposed Rule  85 FR 42761  //  Open PDF Version PDF Version

17 CFR Part 38 Electronic Trading Risk Principles

Open Date: 7/15/2020
Closing Date: 8/24/2020
9/8/2020

Final Rule  85 FR 41346  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 7/10/2020
Closing Date: 9/8/2020
Effective Date: Friday, July 10, 2020
See also:
84 FR 56950 ,  10/24/2019  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 19878 ,  4/9/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 41463 ,  7/10/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

9/8/2020

Proposed Rule  85 FR 41463  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 7/10/2020
Closing Date: 9/8/2020
See also:
84 FR 56950 ,  10/24/2019  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 19878 ,  4/9/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 41346 ,  7/10/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

9/15/2020

Public Information Collection  85 FR 43547  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 7/17/2020
Closing Date: 9/15/2020
9/18/2020

Public Information Collection  85 FR 43821  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties

Open Date: 7/20/2020
Closing Date: 9/18/2020
10/5/2020

Public Information Collection  85 FR 47359  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0005, Adoption of Revised Notice of Exemption Under Regulation 4.13(b)(1)

Open Date: 8/5/2020
Closing Date: 10/5/2020