VIEW UPCOMING & RECENT EVENTS
Public Information Collection 84 FR 63861 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limit
Public Information Collection 84 FR 64050 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission
Public Information Collection 84 FR 70963 // PDF Version
Agency Information Collection Activities Under OMB Review
Industry Filing IF 20-001
Approval Pending Rule – Product Terms and Conditions Amendments to Increase the Initial Spot Month Position Limit of the CME Live Cattle Futures Contract
Public Information Collection 84 FR 67724 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0055, Privacy of Consumer Financial Information
Proposed Rule 84 FR 70446 // PDF Version
17 CFR Part 50 Exemption From the Swap Clearing Requirement for Certain Affiliated Entities--Alternative Compliance Frameworks for Anti-Evasionary Measures
Proposed Rule 84 FR 72262 // PDF Version
17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities
17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities
17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities
Public Information Collection 85 FR 5401 // PDF Version
Public Information Collection 85 FR 5402 // PDF Version
Proposed Rule 84 FR 69664 // PDF Version
17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants
17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants
Orders and Other Announcements 85 FR 7735 // PDF Version
Technology Advisory Committee
Proposed Rule 85 FR 952 // PDF Version
17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule
17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction
Public Information Collection 85 FR 8849 // PDF Version
Orders and Other Announcements 85 FR 13147 // PDF Version
Energy and Environmental Markets Advisory Committee
Proposed Rule 85 FR 12120 // PDF Version
Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-8; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-9; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-9A; File no. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction
Public Information Collection 85 FR 8577 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade
Orders and Other Announcements 85 FR 22151 // PDF Version
Agricultural Advisory Committee Meeting
Public Information Collection 85 FR 13876 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities
Federal Advisory Committees and Subcommittees 85 FR 20678 // PDF Version
Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee
Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee; Correction
Federal Advisory Committees and Subcommittees 85 FR 21840 // PDF Version
Orders and Other Announcements 85 FR 21840 // PDF Version
Proposed Rule 85 FR 11596 // PDF Version
17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives
17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic
Public Information Collection 85 FR 15436 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters
Proposed Rule 85 FR 9407 // PDF Version
17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements
17 CFR Parts 36 and 37 Swap Execution Facility Requirements
Proposed Rule 85 FR 21516 // PDF Version
17 CFR Part 43 Amendments to the Real-Time Public Reporting Requirements
17 CFR Part 43 Real-Time Public Reporting Requirements
Proposed Rule 85 FR 21578 // PDF Version
17 CFR Parts 45, 46, and 49 Amendments to the Swap Data Recordkeeping and Reporting Requirements
17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements
17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period
17 CFR Parts 45, 46, and 49 Swap Data Recordkeeping and Reporting Requirements
Orders and Other Announcements 85 FR 22724 // PDF Version
Global Markets Advisory Committee
Public Information Collection 85 FR 23330 // PDF Version
Proposed Rule 85 FR 26378 // PDF Version
17 CFR Part 4 Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
17 CFR Part 4 Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
Industry Filing IF 20-002
Approval Pending Rule – Product Terms and Conditions Amendments to Price Limit Provisions for CME Livestock and Dairy Futures Contracts
Public Information Collection 85 FR 29686 // PDF Version
Orders and Other Announcements 85 FR 29935 // PDF Version
CFTC 2020-2024 Strategic Plan
Public Information Collection 85 FR 23331 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0090
Public Information Collection 85 FR 31750 // PDF Version
Proposed Rule 85 FR 36000 // PDF Version
17 CFR Parts 1, 4, 41, and 190 Bankruptcy Regulations
17 CFR Part 190 Bankruptcy Regulations
Proposed Rule 85 FR 27955 // PDF Version
17 CFR Part 50 Swap Clearing Requirement Exemptions
17 CFR Part 50 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions
Orders and Other Announcements 85 FR 38869 // PDF Version
Orders and Other Announcements 85 FR 40266 // PDF Version
Market Risk Advisory Committee
Public Information Collection 85 FR 39536 // PDF Version
Proposed Rule 85 FR 35820 // PDF Version
17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools
17 CFR Part 3 Exemption From Registration for Certain Foreign Persons
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries
Public Information Collection 85 FR 37922 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collections, Comment Request: Adoption of Revised Registration Form 8-R
Proposed Rule 85 FR 42761 // PDF Version
17 CFR Part 38 Electronic Trading Risk Principles
Industry Filing 20-003
Approval Pending Rule – Product Terms and Conditions Amendments to the Daily Price Limits Rule of the Live Cattle Futures and Feeder Cattle Futures Contracts
Final Rule 85 FR 41346 // PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Proposed Rule 85 FR 41463 // PDF Version
Public Information Collection 85 FR 43547 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral
Public Information Collection 85 FR 43821 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties
Public Information Collection 85 FR 47359 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0005, Adoption of Revised Notice of Exemption Under Regulation 4.13(b)(1)
Orders and Other Announcements 85 FR 55434 // PDF Version
Agricultural Advisory Committee
Public Information Collection 85 FR 50012 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection; 3038-0097, Process for Review of Swaps for Mandatory Clearing
Public Information Collection 85 FR 50013 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing
Public Information Collection 85 FR 50805 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products
Public Information Collection 85 FR 51022 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
Proposed Rule 85 FR 59470 // PDF Version
Proposed Rule 85 FR 59702 // PDF Version
Public Information Collection 85 FR 60134 // PDF Version
Public Information Collection 85 FR 60135 // PDF Version
Proposed Rule 85 FR 60110 // PDF Version
Public Information Collection 85 FR 60444 // PDF Version
Privacy Act Systems 85 FR 60981 // PDF Version
Privacy Act of 1974; System of Records
CFTC-54 - Ensuring Workplace Health and Safety in Response to a Public Health Emergency
Public Information Collection 85 FR 66539 // PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection, Comment Request: Adoption of Revised Notice of Exemption
Public Information Collection 85 FR 67720 // PDF Version
Public Information Collection 85 FR 67723 // PDF Version
Public Information Collection 85 FR 68311 // PDF Version
Public Information Collection 85 FR 68310 // PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/ 102S, 40/40S, and 71 (Trader and Account Identification Reports)
Privacy Act Systems 85 FR 69601 // PDF Version
CFTC-50 - LabCFTC
Proposed Rule 85 FR 70536 // PDF Version
Commodity Futures Trading Commission 17 CFR Part 23 RIN 3038-AF07; Securities and Exchange Commission 17 CFR Part 240 [Release No. 34-90246; File No. S7-15-20] RIN 3235-AM64 Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps
Orders and Other Announcements 85 FR 76036 // PDF Version
Orders and Other Announcements 85 FR 76035 // PDF Version
Global Markets Advisory Committee; Meeting
Public Information Collection 85 FR 67721 // PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions
