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Comments for Proposed Rule 84 FR 69664

Proposed Rule  84 FR 69664  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/19/2019
Closing Date: 3/3/2020
See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

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 54 items in 6 pages
02/24/201781 FR 91252Mary KayScucciSIFMA
03/02/201781 FR 91252AllisonLurtonFutures Industry Association (FIA)
03/09/201781 FR 91252Ex ParteCommunicationShell Trading
03/09/201781 FR 91252Ex ParteCommunicationCleary Gottlieb
03/09/201781 FR 91252Ex ParteCommunicationJefferies LLC
03/09/201781 FR 91252EricDela PenaN/A
03/14/201781 FR 91252MasaakiMisawaJapanese Bankers Association
03/29/201781 FR 91252DavidBlassInvestment Company Institute
03/31/201781 FR 91252ExParteSIFMA
05/04/201781 FR 91252WilliamHarringtonPrivate citizen