Meeting Date:
Thursday, March 9, 2017
CFTC Staff:
Eileen Flaherty
Tom Smith
Jennifer Bauer
Rafael Martinez
Josh Beale
Gerald Nudge
Lihong McPhail
Rajiv Sharma
Organization(s):
Jefferies LLC
External Attendees:
Jefferies LLC:
Sonia Han, MD and General Counsel – Sales & Trading, Legal Department, Jefferies LLC
Donald Levine, MD, Compliance Department, Jefferies LLC
Kelvin Galvin, Senior VP, Controllers Department, Jefferies LLC
Robert Matos, VP, Controllers Department, Jefferies LLC
Anu Willoughby, Corporate Services, Jefferies LLC
Matthew Smith, MD and CAO, Jefferies LLC
Lauri Scoran, MD and CCO, Jefferies LLC
Joseph D’Auria, MD, Controllers Department, Jefferies LLC
Steve Lofchie, Partner, CWT
Other:
Alessandra Riccardi, Director of Capital and Risk, OTC Derivatives, NFA
Additional Information:
Meeting to discuss Proposed Capital Rule for SDs and MSPs.
