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Comments for Proposed Rule 85 FR 35820

Proposed Rule  85 FR 35820  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

Open Date: 6/12/2020
Closing Date: 8/11/2020
See also:
81 FR 51824 ,  8/5/2016  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons

83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

85 FR 78718 ,  12/7/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries

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 53 items in 6 pages
09/16/202085 FR 35820Ex ParteCommunicationSecurities Industry and Financial Markets Association, Asset Management Group
08/11/202085 FR 35820JasonSilversteinAMG, AIMA, IAA, ICI Global, MFA
08/11/202085 FR 35820WilliamThumThe Vanguard Group, Inc.
08/11/202085 FR 35820ChrisBarnard 
08/06/202085 FR 35820ERICREFUSE06/2013 I am a vicitm of ID Fraud I can't legally declear involving with a group or gang or work force
08/06/202085 FR 35820PedroBizarroEuropean Stability Mechanism
07/02/202085 FR 35820Ex ParteCommunicationSIFMA AMG
10/07/201983 FR 52902JiriKrol Alternative Investment Management Association Limited (AIMA)
09/13/201983 FR 52902JasonSilversteinAsset Management Group (AMG); Securities Industry and Financial Markets Association (SIFMA); Investment Adviser Association (IAA); Willkie Farr & Gallagher LLP; Fried, Frank, Harris, Shriver & Jacobson LLP
08/21/201983 FR 52902Ex ParteCommunication

SIFMA AMG

T. Rowe Price

Stradley Ronon Stevens & Young, LP

Wellington Management