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Comments for Proposed Rule 88 FR 45826

Proposed Rule  88 FR 45826  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

Open Date: 7/18/2023
Closing Date: 9/18/2023
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 42 items in 5 pages
07/11/202388 FR 45826Ex ParteCommunicationADM Investor Services (ADMIS)
07/11/202388 FR 45826Ex ParteCommunicationABN Amro Clearing USA LLC (AAC-USA)
07/12/202388 FR 45826Ex ParteCommunicationThe Northern Trust Company 
07/12/202388 FR 45826Ex ParteCommunication

Charles Schwab & Co. (CSC)

Charles Schwab Futures & Forex LLC (CSFF)
07/21/202388 FR 45826andrewrobisonthe cftc is complicit in securities fraud
07/22/202388 FR 45826andrewrobisonthe cftc is complicit in fraudulent markets
07/25/202388 FR 45826Ex ParteCommunicationR.J. O’Brien & Associates LLC (RJO)
07/25/202388 FR 45826andrewrobisonthe cftc is complicit in fraudulent markets
07/27/202388 FR 45826andrewrobisonthe sec/cftc are complicit in fraudulent markets
07/27/202388 FR 45826andrewrobisonthe sec/cftc are complicit in fraudulent markets