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Ex Parte Meeting for Proposed Rule 88 FR 45826

  • Title:
    Meeting with The Northern Trust Company

    Ex Parte No: 1763
    Date: 7/12/2023

    Meeting Date:

    Wednesday, July 12, 2023

    CFTC Staff:

    Fern Simmons

    Elizabeth Groover

    Amanda Burks

    Catherine Brescia

    Peter Sanchez

    Matthew Boylan 

    Andrew Ruggiero 

    Organization(s):

    The Northern Trust Company 

    External Attendees:

    Matt Scaletta (The Nothern Trust Company)

    Tamela M. Merriweather (The Northern Trust Company)

    John Amberg (The Northern Trust Company)

    Guy Gibson (The Northern Trust Company)

    Richard Thompson (The Northern Trust Company)

    Milo Gonzalez (The Northern Trust Company)

    Allan Ambrose (The Northern Trust Company)

    Mark Reynolds (The Northern Trust Company)

    Additional Information:

    Discussed advanced notice of proposed rulemaking re. risk management regulations for swap dealers, major swap participants, and futures commission merchants. 

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