Ex Parte Meeting for Proposed Rule 88 FR 45826
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Title:
Meeting with CSC and CSFF
Ex Parte No:
1762
Date:
7/12/2023
Meeting Date:
Wednesday, July 12, 2023
CFTC Staff:
Pamela Geraghty
Fern Simmons
Peter Sanchez
Elizabeth Groover
Amanda Burks
Catherine Brescia
Andrew Ruggiero
Matthew Boylan
Justin Beebe
Thomas Bloom
Organization(s):
Charles Schwab & Co. (CSC)
Charles Schwab Futures & Forex LLC (CSFF)
External Attendees:
Sasha Forostenko (CSC)
Sarah Iverson (CSC)
Lynn Konop (CSC)
Kate Krofl (CSC)
Dan Laczynski (CSC)
Nick Theodororakos (CSC)
David Whitecomb (CSC)
John Ehlers (CSFF)
Ben Miller (CSFF)
Adam Hickerson (CSFF)
Additional Information:
Discussed advanced notice of proposed rulemaking re. risk management regulations for swap dealers, major swap participants, and futures commission merchants.
