Ex Parte Meeting for Proposed Rule 88 FR 45826
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Ex Parte No:
1764
Date:
7/25/2023
Meeting Date:
Tuesday, July 25, 2023
CFTC Staff:
Pamela Geraghty
Fern Simmons
Elizabeth Groover
Peter Sanchez
Elise Bruntel
Andrew Ruggiero
Catherine Brescia
Matthew Boylan
Amanda Burks
Ali Heiman
Eugene Teh
Organization(s):
R.J. O’Brien & Associates LLC (RJO)
External Attendees:
Tom Mallers (RJO)
Tara Mokijewski (RJO)
Michael Rosselli (RJO)
Amar Shah (RJO)
Melissa Zierk (RJO)
Everett Samms (RJO)
Ethan Larner (RJO)
James Morrissey (RJO)
Additional Information:
Discussed advanced notice of proposed rulemaking re. risk management regulations for swap dealers, major swap participants, and futures commission merchants.