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Ex Parte Meeting for Proposed Rule 88 FR 45826

  • Title:
    Meeting with RJO

    Ex Parte No: 1764
    Date: 7/25/2023

    Meeting Date:

    Tuesday, July 25, 2023

    CFTC Staff:

    Pamela Geraghty

    Fern Simmons

    Elizabeth Groover

    Peter Sanchez

    Elise Bruntel

    Andrew Ruggiero

    Catherine Brescia

    Matthew Boylan

    Amanda Burks

    Ali Heiman

    Eugene Teh

    Organization(s):

    R.J. O’Brien & Associates LLC (RJO)

    External Attendees:

    Tom Mallers (RJO) 

    Tara Mokijewski (RJO)

    Michael Rosselli (RJO)

    Amar Shah (RJO) 

    Melissa Zierk (RJO)

    Everett Samms (RJO)

    Ethan Larner (RJO)

    James Morrissey (RJO)

    Additional Information:

    Discussed advanced notice of proposed rulemaking re. risk management regulations for swap dealers, major swap participants, and futures commission merchants. 

     

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