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Comments for Proposed Rule 76 FR 7976

Proposed Rule  76 FR 7976  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations; Proposed Rule

*Note – This Proposed Rule contains forms which are not displayed in the HTML version.  To see the complete proposal, download the PDF version.

Open Date: 2/11/2011
Closing Date: 4/12/2011
See also:
77 FR 11252 ,  2/24/2012  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

77 FR 17328 ,  3/26/2012  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

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 109 items in 11 pages
12/13/201176 FR 7976Ex ParteCommunicationManaged Funds Association and Delta Strategy Group
12/15/201176 FR 7976JoostZuidbergTCX Investment Management Company B. V. (TCXIM)
12/20/201176 FR 7976TomCoburnUnited States Senate
01/27/201276 FR 7976Ex ParteCommunicationGSAM


PIMCO


SIFMA


Vanguard


Fidelity Investments
01/30/201276 FR 7976Ex ParteCommunicationInvestment Adviser Association
Managed Funds Association
02/01/201276 FR 7976Ex ParteCommunicationNational Rural Electric Cooperative Association (NRECA)


American Public Power Association (APPA)
05/03/201276 FR 7976TimothyCameronSIFMA Asset Management Group
08/09/201276 FR 7976Ex ParteCommunicationICI
12/20/201277 FR 11252Ex ParteCommunicationInvestment Company Institute (ICI)


U.S. Chamber of Commerce