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Ex Parte Meeting for Proposed Rule 76 FR 7976

  • Title:
    Meeting w/ ICI to discuss 4.5 Harmoinization

    Ex Parte No: 714
    Date: 8/9/2012

    Meeting Date:

    Thursday, August 9, 2012

    CFTC Staff:

    Michael Ehrstein

    Hannah Ropp

    Peter Sanchez

    Sue McDonough



    External Attendees:

    Cary Meer (KL Gates)

    Kerrie McMillan (ICI)

    Sarah Bessin (ICI)

    Particia Louie (AXA Equitable)

    Karen Skidmore (Franklin Templeton)

    Additional Information:

    Meeting to discuss industry concerns with compliance obligations

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