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Ex Parte Meeting for Proposed Rule 76 FR 7976

  • Title:
    Meeting with Managed Funds Association and Investment Advisor Association

    Ex Parte No: 499
    Date: 1/30/2012

    Meeting Date:

    Monday, January 30, 2012

    CFTC Staff:

    Eric Juzenas


    Investment Adviser Association
    Managed Funds Association

    External Attendees:

    Cary Meer, K&L Gates
    Karen Barr, Investment Adviser Association
    Jennifer Choi, Investment Adviser Association
    Jennifer Han, Managed Funds Association
    Larry Patton, K&L Gates

    Additional Information:

    Participants discussed changes to Commission Rules 4.5, 4.13, and 4.14

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