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Ex Parte Meeting for Proposed Rule 76 FR 7976

  • Title:
    Meeting with SIFMA Asset Management Group

    Ex Parte No: 490
    Date: 1/27/2012

    Meeting Date:

    Friday, January 27, 2012

    CFTC Staff:

    Eric Juzenas

    Organization(s):

    GSAM


    PIMCO


    SIFMA


    Vanguard


    Fidelity Investments

    External Attendees:

    Matt Nevins, Fidelity Investments
    George Djurasovic, Goldman Sachs Asset Management
    Steve King, PIMCO
    Bradley Edgell, SIFMA
    Peter Ryan, SIFMA AMG
    Mike Drayo, Vanguard

    Additional Information:

    Discussed changes to CFTC regulations 4.5 and 4.13 regarding investment advisor reporting.

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