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06/01/202388 FR 3448988 FR 34489EmmanuelAkiodeActors & Doctrines Organization
06/01/202388 FR 2301188 FR 23011EmmanuelAkiodeActors & Doctrines Organization
06/01/202388 FR 2301188 FR 23011Elizabeth GonzalesGonzalesPatelco credit union
06/09/202388 FR 2293488 FR 22934AllisonLurtonFutures Industry Association (FIA)
06/13/202388 FR 2293488 FR 22934Ex ParteCommunication

Investment Company Institute (ICI)

Ropes & Gray
06/13/202388 FR 4896888 FR 48968Ex ParteCommunication

Investment Company Institute (ICI)

Ropes & Gray
06/15/202388 FR 2293488 FR 22934HouseholdInvestorNone
06/15/202388 FR 2293488 FR 22934AustinErnestiTrajectory
06/23/202323-0123-01MauriceBransfieldKingston Chase Consulting, LLC
06/26/2023FR 88 34140FR 88 34140StoneTechStone Tech Inc