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Comments for Proposed Rule 75 FR 71379

Proposed Rule  75 FR 71379  //  Open PDF Version PDF Version

17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 2613 ,  1/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants

77 FR 3590 ,  1/25/2012  //  Open PDF Version PDF Version

17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

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 80 items in 8 pages
01/24/201175 FR 71379DavidMcIndoeHunton & Williams LLP
01/24/201175 FR 71379robinsonwalkerretired
02/17/201175 FR 71379LannySchwartzBarclays Bank PLC; BNP Paribas S.A.; Credit Suisse AG; Deutche Bank AG; HSBC; Nomura Securities International, Inc.; Rabobank Nederland
03/16/201175 FR 71379Ex ParteCommunicationInstitute of International Bankers
03/22/201175 FR 71379Ex ParteCommunicationCredit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
03/31/201175 FR 71379Ex ParteCommunicationWorking Group of Commercial Energy Firms
04/05/201175 FR 71379WilliamMansfieldRabobank Nederland
04/08/201175 FR 71379Ex ParteCommunicationRabobank


Davis Polk
04/12/201175 FR 71379JoanneMederoBlackRock
04/12/201175 FR 71379Ex ParteCommunicationBlackRock