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Comments for Proposed Rule 89 FR 15312

Proposed Rule  89 FR 15312  //  Open PDF Version PDF Version

17 CFR Parts 1, 22, 30, and 39 Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants

Open Date: 2/20/2024
Closing Date: 4/22/2024
See also:
88 FR 22934 ,  4/14/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

88 FR 39205 ,  6/15/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

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04/22/202489 FR 15312WilliamThumSIFMA Asset Management Group
04/22/202489 FR 15312AllisonLurtonFutures Industry Association (FIA)
04/22/202489 FR 15312DebbieKokalJoint Audit Committee
06/13/202489 FR 15312Ex ParteCommunication

Futures Industry Association (FIA)

Bank of America

Goldman Sachs

JP Morgan

Royal Bank of Canada (RBC)

Wells Fargo
07/09/202488 FR 22934Ex ParteCommunicationFutures Industry Association
07/17/202489 FR 15312Ex ParteCommunication

SIFMA-AMG

WilmerHale

Principal
Russell Investments

Goldman Sachs

BlackRock

PIMCO

Alliance Bernstein
07/30/202489 FR 15312Ex ParteCommunicationJoint Audit Committee
10/31/202489 FR 15312Ex ParteCommunicationJoint Audit Committee
10/31/202489 FR 15312Ex ParteCommunicationFutures Industry Association
11/05/202489 FR 15312Ex ParteCommunicationJoint Audit Committee