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Ex Parte Meeting for Proposed Rule 89 FR 15312

  • Title:
    Meeting with the Joint Audit Committee

    Ex Parte No: 1819
    Date: 7/30/2024

    Meeting Date:

    Tuesday, July 30, 2024

    CFTC Staff:

    Thomas J. Smith

    Jennifer Bauer

    Christine McKeveny

    Clark Hutchison

    Robert B. Wasserman

    Daniel O'Connell

    Liliya Bozhanova

    Organization(s):

    Joint Audit Committee

    External Attendees:

    Debbie Kokal (JAC)

    Scott Malcolm (JAC)

    James Krause (JAC)

    Dale Spoljaric (JAC)

    Additional Information:

    Discussed points raised in the JAC's comment letter on proposed rulemaking re: codification of no-action position in CFTC Letter No. 19-17 regarding separate account treatment.

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