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Comments for Proposed Rule 76 FR 7976

Proposed Rule  76 FR 7976  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations; Proposed Rule

*Note – This Proposed Rule contains forms which are not displayed in the HTML version.  To see the complete proposal, download the PDF version.

Open Date: 2/11/2011
Closing Date: 4/12/2011
See also:
77 FR 11252 ,  2/24/2012  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

77 FR 17328 ,  3/26/2012  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

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 109 items in 11 pages
04/12/201176 FR 7976AnnetteCaprettaIndependent Directors Council (IDC)
07/18/201176 FR 7976Ex ParteCommunicationICI
07/18/201176 FR 7976Ex ParteCommunicationICI
08/09/201276 FR 7976Ex ParteCommunicationICI
01/27/201276 FR 7976Ex ParteCommunicationGSAM


PIMCO


SIFMA


Vanguard


Fidelity Investments
04/11/201176 FR 7976FrankVargasGray Plant Mooty Mooty & Bennett, P.A.
04/12/201176 FR 7976MichaelLoeschFulbright & Jaworski L.L.P.
05/31/201176 FR 7976JonathanAdlerFried, Frank, Harris, Shriver & Jacobson LLP
07/01/201176 FR 7976nasimahmedFloor Sanders In Edinburgh - Past & Present
04/12/201176 FR 7976ScottGoebelFidelity Management & Research Co.