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Comments for Proposed Rule 84 FR 72262

Proposed Rule  84 FR 72262  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 12/31/2019
Closing Date: 3/2/2020
See also:
83 FR 61571 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

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 52 items in 6 pages
03/14/201983 FR 61571JoannaMallersFIA PTG
03/08/201983 FR 61571Ex ParteCommunicationBank of America Merrill Lynch
03/07/201983 FR 61571Ex ParteCommunicationBarclays
03/06/201984 FR 3350DavidBlinklySwap Market Participant
03/05/201983 FR 61571Ex ParteCommunicationIHS Markit
03/04/201983 FR 61571Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

D.E. Shaw

03/04/201983 FR 61571Ex ParteCommunicationCovington & Burling
SIFMA Asset Management Group (SIFMA AMG)
AQR Capital Management
MetLife
Wellington Management
Citadel
Vanguard
PIMCO
Russell Investments
Goldman Sachs Asset Management
DE Shaw Group
03/01/201983 FR 61571Ex ParteCommunicationJ.P. Morgan
02/26/201983 FR 61571Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments

02/26/201983 FR 61571Ex ParteCommunicationManaged Funds Association (MFA)
Citadel
DE Shaw
AQR Capital Management
Two Sigma Investments