Meeting Date:
Monday, March 4, 2019
CFTC Staff:
Nhan Nguyen
Roger Smith
Michael Penick
Organization(s):
AQR Capital Management
Covington & Burling
Goldman Sachs Asset Management
MetLife
PIMCO
SIFMA Asset Management Group
Vanguard
Wellington Management
Russell Investments
Citadel
D.E. Shaw
External Attendees:
Darcy Bradbury, D.E. Shaw (by phone)
Lisa Cavalleri (Russell
Investments) (by phone)
Uttara Dukkipati (Covington & Burling)
Bradley Edgell (SIFMA)
Richard Grant (AQR Capital Management)
Stephen Humenik (Covington & Burling)
Arthur Leiz (Goldman Sachs Asset Management) (by
phone)
Todd Lurie (MetLife)
Laura Martin (Wellington Management)
Ankur Patel (Vanguard)
Jonah Platt, Citadel (by phone)
Andrew Ruggiero (SIFMA Asset Management Group)
Jason Silverstein (SIFMA Asset Management Group)
William Thum (Vanguard)
Nadia Zakir (PIMCO) (by phone)
Additional Information:
Discussion of SEF rule proposal and Name Give-Up request for comment
