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Ex Parte Meeting for Proposed Rule 83 FR 61946

  • Title:
    Meeting with SIFMA Asset Management Group

    Ex Parte No: 1413
    Date: 3/4/2019

    Meeting Date:

    Monday, March 4, 2019

    CFTC Staff:

    Commissioner Dawn Stump
    Dan Bucsa
    Elizabeth Mastrogiacomo


    Covington & Burling
    SIFMA Asset Management Group (SIFMA AMG)
    AQR Capital Management
    Wellington Management
    Russell Investments
    Goldman Sachs Asset Management
    DE Shaw Group

    External Attendees:

    Stephen Humenik (Covington & Burling)
    Uttara Dukkipati (Covington & Burling)
    Bradley Edgell (SIFMA AMG)
    Andrew Ruggiero (SIFMA AMG)
    Jason Silverstein (SIFMA AMG)
    Richard Grant (AQR Capital Management)
    Todd Lurie (MetLife)
    Laura Martin (Wellington Management)
    Jonah Platt (Citadel)
    Ankur Patel (Vanguard)
    William Thum (Vanguard)
    Nadia Zakir (PIMCO) (by phone)
    Lisa Callavari (Russell Investments) (by phone)
    Arthur Leiz (Goldman Sachs Asset Management) (by phone)
    Darcy Bradbury (DE Shaw Group) (by phone)

    Additional Information:

    Discussion of SEF rule proposal and post-trade name give-up request for comment

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