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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61571 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

84 FR 72262 ,  12/31/2019  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

85 FR 44693 ,  7/24/2020  //  Open PDF Version PDF Version

17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities

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 94 items in 10 pages
01/08/201983 FR 61571Ex ParteCommunication

Virtu

Sobba Public, LLC
06/22/202084 FR 72262Ex ParteCommunication

Managed Funds Association

AQR Capital Management

D.E. Shaw Group

Citadel
03/09/202084 FR 72262Ex ParteCommunication

J.P. Morgan

Cleary Gottlieb
03/10/202084 FR 72262Ex ParteCommunication

Cleary Gottlieb

JP Morgan
02/21/202084 FR 72262Ex ParteCommunication

Citigroup
04/03/202084 FR 72262Ex ParteCommunication

Citadel

DRW

FIA PTG

ICI

MFA

SIFMA AMG

Vanguard
01/10/201983 FR 61571Ex ParteCommunication

BGC

GFI
03/16/202084 FR 72262Ex ParteCommunication

Bank of America

Citigroup

Cleary Gottlieb
Financial Services Forum

JP Morgan

Morgan Stanely
03/04/201983 FR 61571Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

D.E. Shaw
02/26/201983 FR 61571Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments