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Ex Parte Meeting for Proposed Rule 84 FR 72262

  • Title:
    Call with Citadel, DRW, FIA PTG, ICI, MFA, SIFMA AMG and Vanguard

    Ex Parte No: 1491
    Date: 4/3/2020

    Meeting Date:

    Friday, April 3, 2020

    CFTC Staff:

    Vince McGonagle

    Nancy Markowitz

    Aleko Stamoulis

    Israel Goodman

    Organization(s):

    Citadel

    DRW

    FIA PTG

    ICI

    MFA

    SIFMA AMG

    Vanguard

    External Attendees:

    Stephen Berger – Citadel LLC

    Jonah Platt – Citadel LLC

    Graham Harper – DRW

    Joanna Mallers – FIA Principal Traders Group

    Sarah Bessin – Investment Company Institute

    Carlotta King – Managed Funds Association

    David Landers – Managed Funds Association

    Andrew Ruggiero – SIFMA Asset Management Group

    Jason Silverstein – SIFMA Asset Management Group

    William Thum - Vanguard

    Additional Information:

    Discussion of proposed rule to prohibit post-trade name give-up on SEFs

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