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Comments for Proposed Rule 83 FR 31078

Proposed Rule  83 FR 31078  //  Open PDF Version PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

Open Date: 7/3/2018
Closing Date: 9/4/2018
See also:
84 FR 12882 ,  4/3/2019  //  Open PDF Version PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

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Date ReceivedReleaseFirst NameLast NameOrganizationEdit
08/28/201883 FR 31078DanielleWhiteUnited State Sharable
08/28/201883 FR 31078DebbieKokalJoint Audit Committee
08/28/201883 FR 31078MoGuilfoileChicago Mercantile Exchange Inc.
08/29/201883 FR 31078EricDela PenaN/A
09/04/201883 FR 31078CarolWoodingNational Futures Association