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Comments for Proposed Rule 80 FR 58365

Proposed Rule  80 FR 58365  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

Open Date: 9/29/2015
Closing Date: 11/13/2015
 
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 15699 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions; Correction

81 FR 91454 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

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 473 items in 48 pages
11/30/201680 FR 10022Ex ParteCommunicationThe Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
11/15/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/02/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
10/18/201680 FR 10022Ex ParteCommunicationCME
09/29/201680 FR 10022Ex ParteCommunicationNodal Exchange/Nodal Clear Management Team
09/20/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
09/19/201680 FR 10022Ex ParteCommunicationManaged Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
09/19/201680 FR 10022Ex ParteCommunicationDelta Strategy Group
07/28/201678 FR 68946Ex ParteCommunicationBlackRock


Goldman Sachs Asset Management (GSAM)


Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)


Norton Rose Fulbright
07/28/201680 FR 58365Ex ParteCommunicationBlackRock


Goldman Sachs Asset Management (GSAM)


Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)


Norton Rose Fulbright