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Comments for Proposed Rule 77 FR 67866

Proposed Rule  77 FR 67866  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Open Date: 11/14/2012
Closing Date: 1/14/2013
See also:
78 FR 4093 ,  1/18/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

78 FR 68506 ,  11/14/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

79 FR 14174 ,  3/13/2014  //  Open PDF Version PDF Version

17 CFR Part 30 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 26831 ,  5/12/2014  //  Open PDF Version PDF Version

17 CFR Part 1 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 44125 ,  7/30/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

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 148 items in 15 pages
01/07/201377 FR 67866ThomasSextonNational Futures Association
01/08/201377 FR 67866Ex ParteCommunicationPremier Metal Services, LLC
01/08/201377 FR 67866AarynnKrallself-directed forex
01/08/201377 FR 67866KevinNatzNational Council of Farmer Cooperatives
01/08/201377 FR 67866SanjeevJoshipuraCommodity Markets Council
01/09/201377 FR 67866ClareColreavy 
01/09/201377 FR 67866RichardMillerThe Prudential Insurance Company of America
01/10/201377 FR 67866LuxmanSunderVael Asset Management, LLC
01/11/201377 FR 67866ChrisSwickardSecurity Benefit Life Insurance Company
01/11/201377 FR 67866StevenWallerKOS Capital, LLC