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Comments for Proposed Rule 77 FR 67866

Proposed Rule  77 FR 67866  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Open Date: 11/14/2012
Closing Date: 1/14/2013
See also:
78 FR 4093 ,  1/18/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

78 FR 68506 ,  11/14/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

79 FR 14174 ,  3/13/2014  //  Open PDF Version PDF Version

17 CFR Part 30 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 26831 ,  5/12/2014  //  Open PDF Version PDF Version

17 CFR Part 1 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 44125 ,  7/30/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

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 148 items in 15 pages
03/19/201378 FR 4093AndrewEasthamState University of New York at Buffalo Law School
03/21/201377 FR 67866Ex ParteCommunicationFIA, Barclays, State Street, Goldman Sachs
03/21/201377 FR 67866Ex ParteCommunicationADMIS, ADM
04/17/201377 FR 67866Ex ParteCommunicationFutures Industry Association (FIA)


National Futures Association (NFA)


Bank of America Merrill Lynch


Barclays
BlackRock


BMO Harris
BNY Mellon


Brown Brothers
CitiGroup


CME Group


Credit Suisse


JP Morgan
Mizuho


State Street
04/24/201377 FR 67866Ex ParteCommunicationLCH
05/08/201378 FR 4093RobertPickelInternational Swaps and Derivatives Association, Inc. (ISDA)
05/20/201377 FR 67866Ex ParteCommunicationInvestment Company Institute
06/20/201377 FR 67866BarbaraWierzynskiFutures Industry Association (FIA)
07/02/201377 FR 67866Ex ParteCommunicationCME Group (CME)
07/23/201377 FR 67866Ex ParteCommunicationNational Futures Association