Meeting Date:
Wednesday, April 17, 2013
CFTC Staff:
Gary Barnett
Thomas Smith
Kevin Piccoli
Phyllis Dietz
Eileen Donovan
John Lawton
Ananda Radhakrishnan
Heidi Rauh
Sarah Riddell
Organization(s):
Futures Industry Association (FIA)
National Futures Association (NFA)
Bank of America Merrill Lynch
Barclays
BlackRock
BMO Harris
BNY Mellon
Brown Brothers
CitiGroup
CME Group
Credit Suisse
JP Morgan
Mizuho
State Street
External Attendees:
Gilbert T. Schwartz (Schwartz & Ballen LLP)
Dawn Stump (FIA)
Barbara Wierzynski (FIA)
Nikki Appel (JP Morgan)
Syed Ali (JP Morgan Chase)
David Buchalter (BNY Mellon)
Mary Chan (Brown Brothers)
Antoinette Cleary (Brown Brothers)
Frank Perrone (Brown Brothers)
Julie Mao (Credit Suisse)
Bruce Beatus (Bank of America Merrii)
Kevin Foley (Katten Muchin Rosenman LLP)
Linda Haven (BMO Harris)
William Jacobsen Jr (BMO Harris)
Steve Turley (BMO Harris)
Anne Bagan (CME)
Jim Bohlsen (Mizuho)
Gary Buki (BNY Mellon)
Maureen Burke (unaffilated)
Mark Buro (Bank of America)
Katherine Childress (JP Morgan)
Maria Chiodi (Credit Suisse)
David Dejanovich (CME Group)
Liz James (State Street)
Kimberly Johns (Goldman Sachs)
Marcus Johnson (JP Morgan)
Eic Kunkes (JP Morgan)
Kyla LaPierre (State Street)
Julie Lee (Barclays)
Bob Macallister (JP Morgan)
Joanne Medero (BlackRock)
Kyle Moran (CitiGroup)
Lora Pepi (Bank of America)
Eli Peterson (BNY Mellon)
Christine Pham (Citi)
Andrew Phillips (Barclays)
Heather Plotkin (JP Morgan)
Laura Rojas (Citi)
Tom Sexton (NFA)
Dale Spoljaric (Barclays)
Sharka Waldhof (Citi)
Additional Information:
Discussion of Segregation Acknowledgement Letters Requirement in the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations.
Meeting held via VTC in Chicago, DC, NY and via telephone.
