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Ex Parte Meeting for Proposed Rule 77 FR 67866

  • Title:
    Meeting with Investment Company Institute

    Ex Parte No: 781
    Date: 5/20/2013

    Meeting Date:

    Monday, May 20, 2013

    CFTC Staff:

    Gary Barnett, DSIO


    Tom Smith, DSIO


    Kevin Piccoli, DSIO

    Organization(s):

    Investment Company Institute

    External Attendees:

    Joan Dowd, Boston Financial
    Lisa Fagan, Federated
    Rob Morris, Invesco
    Laura Stanley, Invesco
    Sarah Bessin, ICI
    Diane Butler, ICI
    Jennifer Choi, ICI
    Jeff Naylor, ICI

    Additional Information:

    Customer Protection Rulemaking, discussion of proposed MMMF acknowledgement letter requirements

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