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Comments for Proposed Rule 76 FR 29818

Proposed Rule  76 FR 29818  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap
Agreement Recordkeeping

Open Date: 5/23/2011
Closing Date: 7/22/2011
See also:
76 FR 32880 ,  6/7/2011  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

77 FR 48207 ,  8/13/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

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 143 items in 15 pages
06/28/201176 FR 29818ChrisBarnard 
07/22/201176 FR 29818JoyceDillard 
07/22/201176 FR 29818StevenMickelsen3Degrees Group, Inc.
07/22/201176 FR 29818IanShepherdAlice Corporation
06/06/201176 FR 29818Ex ParteCommunicationAllen & Overy
05/26/201176 FR 29818DavidLuckingAllen & Overy LLP
07/14/201176 FR 29818VanMayAmcot
04/18/201276 FR 29818PhoebePapageorgiouAmerican Bankers Association (ABA) and GFMA Global FX Division
04/30/201276 FR 29818Ex ParteCommunicationAmerican Bankers Association (ABA)


Global Financial Markets Association (GFMA)


Morgan Lewis & Bockius (Morgan Lewis)


JP Morgan (JPM)


Bank of New York Mellon (BONY-Mellon)


Pershing Capital (Pershing)
04/18/201276 FR 29818PhoebePapageorgiouAmerican Bankers Associationi (ABA), GFMA Global FX Division and Global Financial Markets Association (GFMA)