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Ex Parte Meeting for Proposed Rule 76 FR 29818

  • Title:
    Teleconference with Sutherland

    Ex Parte No: 205
    Date: 5/10/2011

    Meeting Date:

    Tuesday, May 10, 2011

    CFTC Staff:

    Terry Arbit
    David Aron
    Mark Fajfar
    Julian Hammar



    External Attendees:

    Stephen Roth (Sutherland)
    Fredrick Bellamy (Sutherland)

    Additional Information:

    Participants discussed the proposed product definitions rulemaking, and in particular focused on the exclusion for insurance from the swap definition contained in the proposed rule text and interpretive guidance.  Issues discussed included the structure of the proposed exclusion as rule text and guidance, and the scope of the guidance excluding life insurance and annuities from the swap and security-based swap definitions.

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