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Ex Parte Meeting for Proposed Rule 76 FR 29818

  • Title:
    Conference Call with David Lucking

    Ex Parte No: 225
    Date: 6/6/2011

    Meeting Date:

    Monday, June 6, 2011

    CFTC Staff:

    Terry Arbit
    David Aron
    Lee Ann Duffy
    Mark Fajfar
    Julian Hammar


    Allen & Overy

    External Attendees:

    David Lucking, Allen & Overy
    Amy Starr, SEC
    Leah Drennan, SEC
    Donna Chambers, SEC

    Additional Information:

    Participants discussed the meaning of the terms "narrow-based security index" and "issuers of securities in a narrow-based security index" as it relates to Title VII instruments referencing indexes of loans.

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